Queen Elizabeth University Hospital: case note review - overview report
This overview report examines the incidence and impact of qualifying episodes of infection in paediatric haemato-oncology patients cared for at the Queen Elizabeth University Hospital and the Royal Hospital for Children from 2015 to 2019 and the potential link to the hospital environment.
11. References and Resource Material
This chapter lists the documents to which we had access. Not all turned out to be relevant but we list them here for completeness. Not all documents were dated or had an identified author / origin.
Section 1 relates to documents that are principally internal to NHS GGC and are ordered within themes.
Section 2 summarises external documents/reports and are listed against the originating organisation.
In addition, we held meetings with individuals and groups of individuals (see Appendix A) and generated, received and saw many emails; all of this activity provided additional and/or complementary information.
Section 1
11.1 Environmental Microbiology
Water Sampling
Potable Water Master Files: 2015/2016/2017/2018/2019
Positive results: January-March 2017
QEUH DMA Sample Results: 2017
TPATH Master Record:2017
Potable water- combined TPATH & DMA- final version for GGC Review: 2017
QEUH DMA Sample results: 2018
TPATH Master Record: 2018
QEUH DMA Sample Results: January-June 2019
QEUH DMA Sample Results: July-December 2019
Potable Water- combined TPATH & DMA Data- Final draft for GGC Review: 2019
QEUH DMA Sample Results Retained: 2019
Sampling Schedule- QEUH Campus: 2020
Water Flushing
SOP Weekly Water Flushing Review: 25 February 2020
Water Flushing Record Supervisors Report: November 2020
QEUH & RHC Ward Flushing Record examples: November 2020
Water Flushing Compliance Record: 9 November 2020
Water Flushing Compliance Record: 16 November 2020
Water Flushing Compliance Record: 24 November 2020
Water Flushing Compliance Record: 01 December 2020
QEUH Water Flushing Tool Box Talk Domestic Services - 16 March 2020
Water Risk Assessments
Risk Assessment pre-Occupancy L8 Risk Assessment - 2015
Risk Assessment Water Supply: March 2015
Risk Assessment Water Safety: August 2016
Risk Assessment Water Safety- Draft: April 2017
Risk Assessment Water Safety- version 4: July 2017
Risk Assessment Water Safety pa v6 Interim report: June 2018
Water Policies
NHSGGC SOP for Minimising the Risk of Pseudomonas Aeruginosa Infection from Water. Versions dated: 2015, 2017, 2018, 2019
Controlling the Risks of Exposure to Legionella & other harmful bacteria. Written scheme: 2019
External Reports
2015 DMA Report (version 3)- Review of recommendations and actions arising from the Draft meeting report by Dr Susanne Lee, Leegionella Ltd - 25 April 2018
Investigation into Contamination of flow straighteners - 11 July 2018
Reports on water systems at QEUH and RHC - ‘Pre-occupancy risk assessment’: published 16 December 2018
2015 DMA Report (version 3)- Further review of recommendations and actions arising from the reports on water systems at QEUH and RHC (version 3) - ‘Pre-occupancy Risk Assessment’: published 29 November 2019
Hard Surface
Hard Surface samples- master file: 2015-3 March 2020
6A Hard Surface samples: 1 June 2019-23 December 2019
Other
6A Air Samples: 1 June 2019-19 December 2019
11.2 Microbiological Typing
Standard
2015 Referred Gram negative isolates QEUH (inc. Water). Complete Final Record 16.12.20
2016 Referred Gram negative isolates QEUH (inc. Water). Complete Final Record 16.12.20
2017 Referred Gram negative isolates QEUH (inc. Water). Complete Final Record 16.12.20
2018 Referred Gram negative isolates QEUH (inc. Water). Complete Final Record 16.12.20
2019 Referred Gram negative isolates QEUH (inc. Water). Complete Final Record 16.12.20
Master Timeline – Gram negative blood cultures updated May Nov 2019
Timelines for selected cases (GGC fingerprinting)
Whole Genonome Sequencing (WGS)
Stenotrophomonas spp. WGS files 2020
Enterobacter spp. WGS files 2020
Cupriavidus spp. WGS files 2020
11.3 Facilities Maintenance Work
FMT Audits RHC ward 2A Audits: 2015-2018
FMT Audits QEUH ward 6A Audits: 2018-2019
HAI-SCRIBEs: 2016-2018
HAI-SCRIBEs: 2019
Completed Estates work (old data): 2015-2019
HAI-SCRIBE (old data)- Risk Assessment of work done
6A Maintenance Data: January 2019-October 2020
Domestic FMT Scores: 2015-2018
Estates FMT Scores: 2015-2018
FMFirst Information Ward 2A: 2015-2018
SCRIBE Summary Document: 2016-2018
Ward 2A & 2B Floor Plan
Ward 2A Data final- Facilities Monitoring Tool Information: 2015-2018
Ward 6A Data final: 2018-2020
11.4 Infection Prevention & Control Activity
IPCAT audits
2016 - 2A/2B- Audits
2017 - 2A/2B- IPCAT Audit Actions
2018 - 6A-IPCAT Audit Actions
2018 - 6A- Audits
2018 - 2A- IPCAT Audit Actions
2018 - 2B- IPCAT Audit Actions
2019 - QEUH 6A DCU (RHC 2B) IPCAT Actions
2019 - QEUH 4B BMT IPCAT Actions
2019 - QEUH 6A (RHC 2A) IPCAT Audit Actions
SICP audits
2015 – 2019 Hand Hygiene audits
Ward 2A- Weekly ward reports:
2017 May – October, and December
2017 September SICP Action Plan Completion report
2018 January, March - August
Ward 6A
2018 December
2019 March, May, September, November and December
Ward 6A CAIR Report- Audit of IC Standards (Scoresheet): October 2019
CIP Action Plan Completion: 16 December 2019
Ward 6A CAIR Report: December 2019
Enhanced Supervision audits
2017- Ward 2A
Master Enhanced Supervision - template
June, July
2018- Ward 2A
March – December
2019- Enhanced Supervision Ward 6A (ward 2A) Audits
January - April
August - December
Copy of 6A Walk Round: 6 August 2019
Hand Hygiene Audit Summary Report
11.5 IMT & related Activity
2016 Meetings:
PAG-HAI Asperguillus cases in paediatric haematology: 4 August 2016
IMT Aspergillus Schiehallion IMT minutes: 5 August 2016
NHS GGC HAIORT Aspergillus Royal Hospital for children - Incident form: 5 August 2016
Timeline April v2: August 2016
Aspergillus email: 16 August 2016
Acinetobacter baumanii in Ward 1a-: 28 June 2016
Summary of HIIORT: 2015-2019
2017 Meetings:
Appendix 4- Summary of Incidents & outbreaks on ward 2A: 1 March 2017- May 2017
PAG increase in fungal pathogens in Haematology: 3 March 2017
Minutes- IMT Aspergillus Ward 2A: 7 March 2017
PAG: 12 April 2017
IMT minutes action points ward 2A Rotavirus: 13 April 2017
Minutes Ward 2A Rotavirus Astro Virus: 17 April 2017
PAG-URE 2A: 28 April 2017
Line listing v ward 2A, RHC: April 2017
PAG- Norovirus 2A: 31 May 2017
Stenotrophomonas (1): 26 July 2017
PAG Aspergillus Ward 2A RHC: 27 October 2017
NIPCM Debrief report VRE Rotavirus Astrovirus final
2018 Meetings:
Final PAG Cupriavidus: 15 February 2018
IMT Water Contamination Ward 2A: 2 March 2018- 27 March 2018
Healthcare Infection Incident & outbreak reporting (2): 1 March 2018
VRE PAG Ward 2A: April 2018
PAG E Cloacae final: 18 May 2018
PAG Increased incidence - Enterobacter Cloacae in Blood Cultures: 18 May 2018
PAG Increased incidence - Stenotrophomonas maltophilia in blood cultures: 18 May 2018
IMT Water Contamination Ward 2A: 29 May 2018
Healthcare Infection Incident & outbreak reporting: 4 June 2018
IMT Water Contamination Ward 2A: 4 June-21 June 2018
PAG Aspergillus final: 20 July 2018
IMT x3 Gram Negative bacteraemia associated with Haemoncology patients Ward 2A: 5 September 2018, 10 September 2018 & 13 September 2018
Weekly summary information: 5 September 2018 & 12 September 2018
IMT Action list - 5 September 2018-13 September 2018
IMT Water Contamination Ward 2A: 14 September -28 September 2018
Ward 6A pre Decant inspection completed on 21 September 2018
October- IMT Water Contamination Ward 2A: 5 October-26 October 2018
IMT Water Contamination Ward 2A: 2 November: 30 November 2018
Communication with patient families and staff as a result of IMT actions in 2018- 2 March 2018. 30 November 2018
PAG Cryptococcus neoformans: 18 December 2018
2019 Meetings:
Ward 6A weekly shower checks 28 January 2019
PAG- Gram Negative 6A: April-May 2019
PAG-Steno cases: April- May 2019
IMT Ward 6A Gram Negative Blood Cultures: June - November 2019
IMT Action list (version 2): 19 June - 25 June 2019
IMT Action List: 19 June - 25 June 2019
IMT Teleconference notes ward 6A Gram Negative blood cultures: 20 September 2019
Communication with patient families and staff as a result of IMT actions in 2019
IMT PICU Pseudomonas Aeruginosa: 19 November 2019
Water Group Meetings:
Monthly meeting minutes from April - December 2018
Monthly meeting minutes from January - December 2019 (excluding May & November)
QEUH Campus Water Systems Written Scheme - Controlling the Risks of Legionella &n other Harmful bacteria in Water Systems - NHS GGC & QEUH Oversight Board report. 2019
QEUH Water Sampling Programme 2020, version 4 - NHS GGC & QEUH Oversight Board report
Risk Assessment Water Safety (interim report): 6 June 2018
NHSGGC Water Actions & reviews: 2015-2019
Water Testing in QEUH Campus 2015-2017
HIIATS:
HIIATS Red & Amber RHC 2018 - 2020
HIIORTS:
Review of Healthcare Infection Incident & Outbreak Reporting Templates (HIIORTS) 2015 -2019
Hot Debriefs:
Hot debrief - Serratia Marcescens Outbreak report NICU- March 2011
Hot debrief - Outbreak Report completed: 12 May 2016
Hot debrief - Outbreak Report PICU RHC: 27 October 2016
Hot debrief - Rota Astro ward 2A: April 2017
Hot debrief - Aspergillus- March: April 2017
Hot debrief - March/April 2018
Hot debrief - Stobhill GAS: 19 February 2019
Hot debrief - Ortho SSI Rates: 29 July 2020
Hot debrief - PRM MSSA 2019 (final draft): 30 July 2020
Root Cause Analyses (RCA)
Root cause analysis of gram negative bacteraemia in a cohort of paediatric Haematology/oncology patients at the Royal Hospital for Children, October 2019.
Template RCA document for Haem Onc 2019
Completed examples of RCA: 2019 (2); 2020 (10)
Other IMT’s
Meeting records for Cryptococcus December 2018-February 2019
Analysis Documents and Other Data
NHSGGC report on IPC response to 2017 Infections in RHC
Indexed comparison of changes in bed days haem/onc v Rest of RHC: July 2013- July 2018
Descriptive Analysis of Five year trends in bacteraemia rates for selected Gram Negative Organisms: July 2013-July 2018
Bacteraemia rates and Resistance Paediatric Haemato –oncology 2014 -2018- Dr Christine Peters & Kathleen Harveywoods
QEUH Sampling OOS Parameters IP- Microbiological monitoring QEUH/RHC during & post chlorine dioxide installation: 20 November 2018- Dr Teresa Inkster
Timeline with Reference to HFS Water Management Issues Technical Review- NHSGGC-QEUH & RHC- 2018
Timeline of Events & Actions relating to RHC wards 2A/2B Water Incident: March- November 2018
RHC Gram Negative Descriptive Epidemiology- Dr Iain Kennedy July 2019
PHPU Epidemiological Curve & Summary of Organisms- updated: July 2013-September 2019
SBAR 6A Incident Data & Epidemiology – Dr Teresa Inkster & Dr Christine Peters: 7 October 2019
SBAR- Review of 2017 Mortalities in which Stenotrophomonas was isolated, by Alan Mathers, Chief of Medicine, W&C - November 2019
Report on the Clinical aspects of the management of patients with documented Blood stream infection with an environmentally classified Gram Negative organism in the Paediatric Oncology Service, NHSGGC between June 1st 2015 and September 30th 2019. - TJ Beattie, January 14 2020
NHSGGC Infection Control presentation: 16 January 2020
Paed Haem-Onco SPCs Blood Cultures: 5 August 2020, by Ann Kerr
SPC Charts Gram Negative Blood Cultures Paediatric Haem-Onc: August 2020
Paediatric- Haemato-Oncology (QEUH 6A & 4B BMT)- Blood Cultures- Gram Negative Environmental Bacteria Group & Environmental Enteric Bacteria Group: September 2020, by Ann Kerr
SPC Chart- Gram Negative RHC/QEUH- Paediatric Haemato-Oncology blood cultures: October 2020
Policies
NHSGGC Outbreaks in Hospitals- versions dated: November 2015, 2017, 2019, 2020 (v9)
NHS GGC SOP Environmental Organisms in High Risk Areas. November 2018 (final v1)
11.6 Clinical Care
Central Line Care
Audit report: Gram Negative Sepsis & CVL Removal
Rate of Central line associated blood stream infections (CLABSI) per 1000 central line days- updated to December 2020
Antibiotic Policies and Practice:
Management of Neutropenia & Fever Antibiotic Policy 2010, 2015, 2017, 2020
Clinical Guideline- Empirical Antibiotic Therapy in Children, November 2017
SBAR- Review of Prescribing in Haemato-Oncology Patients RHC Glasgow: 12 December 2019
Adverse Events
Datix system reports for cases included in the Case Note Review
NHS GGC Policy on the Management of Serious Adverse Events: August 2020
Information about Deaths
Death certificates (19 patients)
NHS GGC PRAM / Morbidity & Mortality Meeting reports (17 patients)
NHS GGC Guidelines for Morbidity & Mortality Review Meetings
NHS GGC M&M participant Analysis Tool
NHS GGC M&M Principles of Practice- Code of Conduct- paper by Karon Cormack, Head of Clinical Risk
NHS GGC Morbidity & Mortality Review Process - January 2018
NHS GGC Morbidity & Mortality Reviews, An analysis
Other
Clinical Review Group Terms of Reference
Ward 6A Reopening Bundle: 8 November 2019
CRG Minutes Ward 6A: 17 February 2020
Episodes of care- Transferred to other wards/hospitals/Health Boards for delivery of Chemotherapy – July–November 2019.
Section 2
11.7 Health Facilities Scotland:
Water Management Issues Technical Review-NHSGGC-QEUH & RHC. March 2019
SBAR for Health Facilities Scotland Water Management Issues Technical Review report dated March 2019; published 19 February 2020
11.8 Healthcare Improvement Scotland:
Learning from Adverse Events through reporting & review - A national framework for Scotland - December 2019
Adverse Events: Guidance on national notification data - March 2020
11.9 Health Protection Scotland:
HPS Pseudomonas Guidance (Post Consultation):13 December 2012
Water Report - Summary of Incident & Findings of the NHS GGC: QEUH/RHC for Children Water Contamination Incident & Recommendations for NHS Scotland: 20 December 2018
Health Protection Scotland - Review of NHSGGC Paediatric Haemato-Oncology Data: October 2019
Mandatory NHS Scotland Alert Organism/Condition list: November 2019
Guidance for Neonatal Units (NNUs) (Levels 1,2 & 3) adult & Paediatric Intensive Care Units (ICUs) in Scotland to Minimise the risk of Pseudomonas Aeruginosa infection from water 2018
Pseudomonas aeruginosa routine water sampling in augmented care areas for NHS Scotland- Report by Health Protection Scotland September 2018
Prevention and management of healthcare ventilation system-associated infection incidents/outbreaks – 16 October 2019
Prevention & Management of Healthcare Water Associated Infection Incidents/Outbreaks: August 2019 v1.0
HPS Infection Incident Assessment Tool
11.10 NHS Scotland
The Risk Management of HAI: A Methodology for NHS Scotland- Healthcare Associated Infection Taskforce, November 2008
National Infection Prevention & Control Manual- Healthcare Infection Incidents, Outbreaks & Data Exceedance- http://www.nipcm.scot.nhs.uk/chapter-3-healthcare-infection-incidents-outbreaks-and-data-exceedance/#a1744
11.11 Other Healthcare Reviews:
The Vale of Leven Hospital Inquiry Report- November 2014
QEUH Independent Review- Review report- Fraser & Montgomery- June 2020
Terms of Reference for the Brodie Inquiry: June 2020
11.12 Oversight Board
Procedures in the event of out of specification sample for Legionella & other
monitored bacteria, moulds etc- NHS GGC & QEUH Oversight Board report
Timeline of Incidents for period 2015-2019 (‘Super Timeline’) 2020
NHSGGC Oversight Board Infection Prevention & Control & Governance Subgroup- Report of the Peer Review: June 2020.
NHSGGC- QEUH Oversight Board- Management of Infection Control Incidents in Wards 2A/RHC during 2017. 31 August 2020
The QEUH/NHS Greater Glasgow & Clyde Oversight Board- Interim Report: Progress & Findings- December 2020
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