The Scottish Health Survey 2023 - Volume 2: Technical Report
This publication presents information on the methodology and fieldwork from the Scottish Health Survey 2023.
Chapter 1 Methodology and response
Victoria Wilson, Erin Deakin, Sarah Bierbaum-Williams, Emma Schweidler
1.1 Introduction
1.1.1 The Scottish Health Survey (SHeS) series
The SHeS series was established in 1995 to provide data about the health of the population living in private households in Scotland. It was repeated in 1998 and 2003 and has been carried out annually since 2008.
The 2018-2023 surveys were conducted by The Scottish Centre for Social Research in collaboration with the Office for National Statistics (ONS). The 2023 SHeS saw a return to the standard SHeS methodology, following some disruption to the survey during the COVID-19 pandemic.
Fieldwork for SHeS 2020 was suspended in March 2020 and, whilst data for some of the key measures from SHeS were collected via a telephone survey in August and September 2020, due to the different methodology, these results were published as experimental statistics and have not been included in time series analysis presented in Volume 1 of this report. Whilst the 2021 survey included most of the usual SHeS questions and key indicators, interviews were still conducted by telephone and this, along with the different approach to sampling, is likely to have impacted the responses received and thus comparability with the SHeS data from other survey years. The 2022 survey was a transitional year moving from pandemic approaches back to the usual SHeS methodology.
Further details of the approaches used for the 2023 survey can be found in Chapter 1 of this report.
1.1.2 The SHeS 2023 Fieldwork
The SHeS 2023 launched in March 2023. Interviews for all samples were undertaken using primarily an in-home face-to-face approach. Potential respondents were contacted by letter and invited to take part in an in-home interview. A telephone contingency was retained for respondents unwilling to have the interviewer enter their home due to health concerns.
In 2023, fieldwork for the child boost sample continued to utilise a sample linked to the Community Health Index (CHI) database, an approach that has been approved by the Scottish Government’s Public Benefits and Privacy Panel. The transition to the use of the CHI database was undertaken to increase the efficiency of the sample. Prior to the suspension of fieldwork at the outset of the COVID-19 pandemic, the child boost sample was drawn without any indication as to whether there may be children under 16 living in the sampled households. This meant that approximately four-fifths of households visited did not have children under the age of 16 living in them. The transition to sampling via CHI database linkage was used to try and identify households with children under 16 living in them and while a margin for error remains with this approach, it was found to be much more efficient than the previous sampling approach.
1.1.3 Aims of the SHeS
The purpose of SHeS is to provide information at national level about the health of the population and the ways in which lifestyle factors are associated with health. This level of information is not available from administrative or operational databases, as hospitals and GPs are not able to collect detailed information about peoples’ lifestyles and health- related behaviours. In addition, it is crucial that the Scottish Government has information about the health of the population, including people who do not access health services regularly.
The specific aims of SHeS are:
- To estimate the prevalence of particular health conditions in Scotland.
- To estimate the prevalence of certain risk factors associated with these health conditions and to document the pattern of related health behaviours.
- To look at differences between regions and between subgroups of the population in the extent of their having these particular health conditions or risk factors, and to make comparisons with other national statistics for Scotland, England, Wales and Northern Ireland.
- To monitor trends in the population’s health and health related behaviour over time.
- To make a major contribution to monitoring progress towards health targets.
Each survey in the SHeS series has a set of main questions and measurements (height and weight and, if applicable, blood pressure, waist circumference and saliva samples), plus modules of questions on specific health conditions and health risk factors that vary from year to year. Each year the main sample has been augmented by an additional boosted sample for children.
The SHeS series now has trend data going back 28 years and providing this time series is an important function of the survey.
1.1.4 The 2023 survey
The 2023 SHeS was designed to provide data at national level about the population living in private households in Scotland. The survey covered all ages, with the target sample sizes for the 2023 survey the same as those for 2018, 2019, 2021 and 2022.
The flowchart overleaf shows the total number of addresses drawn from the postcode address file (PAF) for each sample type (main and child boost) and how they were allocated between ScotCen and the Office of National Statistics (ONS) during the survey year. ONS was enlisted by ScotCen to assist with the interviewing for the surveys between 2018 and 2023.
The two samples for the 2023 survey were drawn on the basis of being worked as primarily face-to-face in-home.
Figure 1: Sample selection and allocation process by sample type
Sample source: Postcode Address File (PAF)
8,724 main sample addresses – up to 10 adults (aged 16+) and 2 children (aged 0-15) at each address eligible for interview;
Version A: 5,684 addresses
Version B: 3,040 addresses
7,210 allocated to ScotCen
1,514 allocated to ONS
Grouped into 341 interviewer assignments
Around 31 assignments per month issued between March 2023 and January 2024
2,504 child boost addresses - only households containing children eligible to participate and up to 2 children (aged 0-15) eligible for interview
983 allocated to ScotCen
1,521 allocated to ONS
Grouped into 92 interviewer assignments
Around 8 assignments per month issued between March 2023 and January 2024
Data collection involved a main computer assisted personal (CAPI) or telephone interview (CATI), and online or paper self-completion questionnaire.
Standardised interviewer-administered height and weight measurements were reintroduced as part of in-home interviews in 2022 and continued throughout 2023. For interviews conducted by telephone, no height and weight measurements or biological measures could be taken. Participants were asked to estimate their own height and weight during these interviews.
The main version B sample completed a biological module, and these addresses were only assigned to trained bio interviewers. Version B interviews included a slightly longer self-completion to cover the depression, anxiety, self-harm and attempted suicide questions which are included in the biological module.
1.1.5 The 2023 SHeS annual report
The 2023 report consists of two volumes:
- Volume 1 presents results for adults and children on a variety of health topics and includes a summary of key results.
- This report (Volume 2) provides methodological information and survey documentation.
Both volumes are available on the Scottish Government’s SHeS website. An interactive data dashboard is also available presenting key indicators for Scotland, NHS Boards and local authority areas.
1.1.6 Comparisons with previous surveys in the SHeS series
In the 2023 report, comparisons are made with data collected earlier in the series (1998-2019 and 2021-2022 for children and 2003-2019 and 2021-2022 for adults). However, it should be noted that, due to the difference in method for 2021, caution should be applied when comparing results from this survey year to 2023. For more information, see Chapter 2 of this report.
In addition, this report includes analysis from some combined datasets:
- one for the years 2019, 2021, 2022 and 2023 combined,
- one for the years 2021 and 2023 combined and
- one for the years 2022 and 2023 combined
This is to aid analysis of small subsamples of the population and/or for questions which are included in the survey every second year. Combining data across years in this way allows for a more detailed analysis of subgroups in the sample and allows for analysis of questions with small sample sizes in one survey year.
1.1.7 Health Board and local authority level analysis
Since 2008, the SHeS sample has been designed to be representative of adults at Health Board level (for all Health Boards) following four years of data collection and in 2018 the sample size was increased to allow analysis by local authority. Analysis of the 2019, 2021, 2022 and 2023 data combined by NHS Health Board and by local authority is published via the SHeS dashboard. Areas with larger samples may be able to analyse data at their area level based on fewer years of data collection and users should consult the SHeS website for further guidance on sub-geographies analysis.
Changes in the sample design for the 2012 survey mean that users are not advised to combine data for periods spanning 2011 and 2012. Since 2012, however, the sample has been designed to be representative of the population of Scotland at Health Board level for every four-year period. Hence the survey can be analysed using combined data from:
- 2012 to 2015,
- 2013 to 2016,
- 2014 to 2017,
- 2015 to 2018,
- 2016 to 2019,
- 2017/2018/2019/2021,
- 2018/2019/2021/2022 and
- 2019/2021/2022/2023.
It should be noted that no data for 2020 is available by Health Board or Local Authority.
1.1.8 Access to SHeS data
Data from the 2023 survey will be deposited at the UK Data Service (UKDS) along with combined 2019/2021/2022/2023, 2021/2023 and 2022/2023 datasets. The datasets from earlier years in the series are also deposited at the UK Data Service.
1.2 Sample design
1.2.1 Requirements
The sample specification for the 2023 SHeS was designed by the Scottish Government. The design was coordinated with the designs for the Scottish Household Survey (SHS) and the Scottish Crime and Justice Survey (SCJS) to improve survey efficiency and to allow the samples of the three surveys to be pooled for further analysis[1].
There were two elements to the SHeS sample in 2023:
1) Main sample - to allow annual reporting of Scotland level results and results at Health Board and local authority level for adults using the 2019, 2021, 2022 and 2023 data combined. This required an annual interview target of 5,112 adults for Scotland as a whole and a minimum target of 125 for each local authority. There were additional targets of 1,000 adults to complete each biological measure and 1,026 child interviews.
2) Child boost sample – overall there was a requirement for 2,031 child interviews for Scotland. As the main sample was only expected to yield 1,026 child interviews, a further 1,005 interviews were required from a separate boost sample.
1.2.2 Sample design and assumptions
In 2023, the sample utilised a two-stage clustered sample design, with intermediate geographies randomly selected at the first stage and address points at the second stage. With the exception of Orkney, Shetland and Na h-Eileanan Siar councils, the sample was clustered by intermediate geographies (IG) with one quarter of IGs selected for each year of fieldwork. In Orkney, Shetland and Na h-Eileanan Siar the sample was clustered by data zone.
1.2.3 Main sample
As stated above, the annual target sample size for Scotland was 5,112 adults with a minimum local authority target sample size of 125 adults. These sample sizes were the minimum required to allow effective reporting of Scotland-level results annually and Health Board and local authority results with four years of data combined. An iterative approach was taken to efficiently allocate the sample across all Health Boards and local authorities. For the first iteration, 4,000 adult interviews were allocated across local authorities in proportion to the adult population. Any local authorities allocated fewer than 125 adult interviews had their allocation increased to 125.
The remaining sample was then allocated over the remaining local authorities. Where allocations were not whole numbers the number was rounded up. This resulted in a total target of 5,112 adult interviews. The results of the allocation are shown in Table 1.
Health Board | Target Annual Adult Interviews |
---|---|
Ayrshire and Arran | 375 |
Borders | 125 |
Dumfries and Galloway | 125 |
Fife | 271 |
Forth Valley | 375 |
Grampian | 488 |
Greater Glasgow and Clyde | 1,075 |
Highland | 297 |
Lanarkshire | 482 |
Lothian | 749 |
Orkney | 125 |
Shetland | 125 |
Tayside | 375 |
Western Isles | 125 |
Total | 5,112 |
To allow for reporting at local authority level over a four-year period (2019/2021/2022/2023) and coordination with the sample selection of the SHS and SCJS, the required sample sizes were set at local authority level. This was done by allocating the target Health Board samples to local authorities proportionate to population.
The number of addresses selected in order to provide the target number of interviews was calculated by:
1) Estimating the number of productive adult interviews per co-operating household. Considering response data from previous years, it was estimated that there would be an average of 1.5 interviews per co-operating households in each local authority.
2) Allocation of the target interviews and associated estimate of co-operating households to local authority strata proportionate to population.
3) The response rate assumptions for local authorities for 2023 were then estimated based on the variation across local authorities in response to the 2017, 2018 and 2019 face-to-face surveys.
4) The final step was to estimate the level of ineligible addresses. As for previous survey years, the estimates were calculated at local authority level and based on the average level of ineligible addresses from previous years of SHeS, SHS and the SCJS.
Table 2 shows the number of selected addresses used for the main sample in 2023.
Sample strata | Addresses for main sample |
---|---|
Aberdeen City | 265 |
Aberdeenshire | 288 |
Angus | 204 |
Argyll & Bute | 243 |
Clackmannanshire | 194 |
Dumfries & Galloway | 207 |
Dundee City | 218 |
East Ayrshire | 189 |
East Dunbartonshire | 205 |
East Lothian | 215 |
East Renfrewshire | 200 |
Edinburgh, City of | 655 |
Eilean Siar | 202 |
Falkirk | 182 |
Fife | 466 |
Glasgow City | 876 |
Highland | 328 |
Inverclyde | 234 |
Midlothian | 193 |
Moray | 188 |
North Ayrshire | 209 |
North Lanarkshire | 446 |
Orkney Islands | 195 |
Perth & Kinross | 215 |
Renfrewshire | 256 |
Scottish Borders | 197 |
Shetland Islands | 190 |
South Ayrshire | 204 |
South Lanarkshire | 390 |
Stirling | 188 |
West Dunbartonshire | 251 |
West Lothian | 231 |
Total | 8,724 |
1.2.4 Child boost sample
For the 2023 survey, 2,031 child interviews were required. It was estimated that the main sample would provide 1,026 child interviews, therefore, to reach the target number of child interviews, a child boost sample was required to yield a further 1,005 interviews.
The child boost sample was linked to health records via the Community Health Index (CHI) to identify households with children. This significantly improved the sample efficiency and response levels. This linkage was carried out by the CHI Linkage (CHILi) Indexing Team at Public Health Scotland.
Expected child interviews from main sample | Child interviews from boost | Total child interviews | |
---|---|---|---|
Ayrshire and Arran | 75 | 70 | 145 |
Borders | 25 | 21 | 46 |
Dumfries and Galloway | 25 | 27 | 52 |
Fife | 54 | 71 | 125 |
Forth Valley | 75 | 60 | 135 |
Grampian | 97 | 110 | 207 |
Greater Glasgow and Clyde | 219 | 216 | 435 |
Highland | 60 | 59 | 119 |
Lanarkshire | 97 | 131 | 228 |
Lothian | 149 | 163 | 312 |
Orkney | 25 | 0 | 25 |
Shetland | 25 | 0 | 25 |
Tayside | 75 | 77 | 152 |
Western Isles | 25 | 0 | 25 |
Total | 1,026 | 1,005 | 2,031 |
The process for calculating the number of addresses to select for the child boost sample was as follows:
1) The child boost target of 1,005 child interviews was allocated proportionally to local authorities based on the child (under 16) population. If the number expected from the child boost was less than 10, then the local authority boost target was set to zero. Table 3 shows the child interview targets for the main sample and child boost sample by Health Board.
2) The number of co-operating households with children required in each Health Board for the child boost sample was estimated using the performance of the child boost samples in the surveys between 2013 and 2015.
3) For the child boost, CHI linkage was performed to identify addresses where health records indicated that a child was resident. It was assumed the CHI linking would identify 20% of sampled households as having a child resident. An additional assumption of 64% accuracy of the CHI records was included to allow for cases where health records may not be up-to-date or households had moved.
4) The assumptions made on ineligible addresses for the main sample were applied to the address calculations for the child boost sample.
The total numbers of addresses issued for the child boost sample are shown in Table 4.
Sample strata | Addresses for child boost |
---|---|
Aberdeen City | 73 |
Aberdeenshire | 132 |
Angus | 36 |
Argyll & Bute | 26 |
Clackmannanshire | 20 |
Dumfries & Galloway | 52 |
Dundee City | 65 |
East Ayrshire | 57 |
East Dunbartonshire | 55 |
East Lothian | 72 |
East Renfrewshire | 59 |
Edinburgh, City of | 201 |
Eilean Siar | 0 |
Falkirk | 76 |
Fife | 184 |
Glasgow City | 262 |
Highland | 118 |
Inverclyde | 38 |
Midlothian | 51 |
Moray | 40 |
North Ayrshire | 74 |
North Lanarkshire | 209 |
Orkney Islands | 0 |
Perth & Kinross | 68 |
Renfrewshire | 103 |
Scottish Borders | 49 |
Shetland Islands | 0 |
South Ayrshire | 51 |
South Lanarkshire | 153 |
Stirling | 37 |
West Dunbartonshire | 40 |
West Lothian | 103 |
Total | 2,504 |
1.2.5 Sample Selection
The Royal Mail’s small user Postcode Address File (PAF) was used as the sample frame for the address selection. The advantages of using the PAF are as follows:
- It has previously been used as the sample frame for Scottish Government surveys so previously recorded levels of ineligible addresses can be used to inform assumptions for the 2023 sample design.
- It has excellent coverage of addresses in Scotland.
- The small user version excludes the majority of businesses.
The PAF does still include a number of ineligible addresses, such as small businesses, second homes, holiday rental accommodation and vacant properties. A review of the previous performance of individual surveys found that they each recorded fairly consistent levels of ineligible address for each local authority. This meant that robust assumptions could be made for the expected levels of ineligible addresses in the sample size calculations.
As the samples for the SHS, SHeS and SCJS have all been selected by the Scottish Government since 2012, addresses selected for any of the surveys are removed from the sample frame so that they cannot be re-sampled for another survey. This helps to reduce respondent burden. The addresses are removed from the sample frame for a minimum of four years.
The sample design specified in Section 1.2 was implemented in three stages:
1. All primary sampling units (data zones on the islands, intermediate geographies elsewhere) were randomly allocated to one of four sets. One of these sets will be used in each year of fieldwork. This means that the sample is drawn from one quarter of PSUs each year. The sets were updated ahead of the 2021 sampling and this ensures that over four years of fieldwork (2021 to 2024) all addresses will have a non-zero probability of selection.
Health Board | PSUs in 2023 Sample | Total PSUs |
---|---|---|
Ayrshire and Arran | 23 | 93 |
Borders | 8 | 30 |
Dumfries and Galloway | 10 | 40 |
Fife | 26 | 104 |
Forth Valley | 19 | 78 |
Grampian | 33 | 132 |
Greater Glasgow and Clyde | 65 | 257 |
Highland | 19 | 79 |
Lanarkshire | 40 | 160 |
Lothian | 48 | 192 |
Orkney | 8 | 29 |
Shetland | 7 | 30 |
Tayside | 23 | 92 |
Western Isles | 9 | 36 |
Total | 338 | 1,352 |
2. The required numbers of addresses for the main and child boost samples gave an overall total of addresses to sample for each stratum (local authorities). The required number of addresses for each stratum was then sampled from the sample frame of addresses in active PSUs. Systematic random sampling was used with addresses within PSUs ordered by urban-rural classification, mean SIMD rank, SIMD rank and postcode.
3. Once the overall sample was selected, a proportion of the main sample addresses were randomly allocated to the biological module. One quarter of the target main adult sample was required to complete the biological module. To guard against a lower response rate to the different elements of the biological module, and to correct for inaccurate response assumptions in previous years, a proportion higher than the required one quarter of the adult sample (33% in 2023) were allocated to the biological module.
1.2.6 Selecting individuals within households
For the main sample, all adults aged 16 and over in responding households were eligible for interview. To ease respondent burden, for child interviews for both the main and the child boost samples a maximum of two children were interviewed at each household. If a household contained more than two children, then two were randomly selected for interview.
1.2.7 Selecting households at addresses with multiple dwellings
A small number of addresses have only one entry in the Postcode Address File (PAF) but contain multiple dwelling units. Such addresses are identified in the PAF by the Multiple Occupancy Indicator (MOI). To ensure that households within MOI addresses had the same probability of selection as other households, the likelihood of selecting addresses was increased in proportion to the MOI. At addresses with more than one dwelling unit fieldworkers have a programme to randomly select the household at which interviews should be sought. There are generally a few cases were the MOI on the PAF is inconsistent with the actual number of dwelling units. When this occurred, the fieldworkers recorded the information and a correction was made through the survey weighting.
1.3 Topic coverage
1.3.1 Introduction
Topics covered in the 2018 to 2023 surveys were agreed following a consultation carried out in 2016[2]. Many of the topics and questions included in earlier years of the survey were included again to continue the time series. Questions on long COVID have been in the survey since in 2021, although with some amends to question wording and answer options. The 2023 survey included the same rotating topics as the 2021 and 2019 surveys (see sections 1.3.3 and 1.3.4), with the exception that questions on adverse childhood experiences were not included in 2021 or 2023. As with previous years, the 2023 survey had a focus on cardiovascular disease (CVD) and its associated risk factors.
A report on the outcome of a public consultation about the content of the survey from 2018 outlines key changes to be made to the 2018-2023 surveys and other topics which would be considered if space became available.
A further review was conducted in 2022[3] to inform changes to the survey from 2024 onwards. A report outlining the changes agreed from 2024 is available from the Scottish Health Survey website.[4]
1.3.2 Documentation
Copies of all the documents used in data collection are included in Appendix A. A summary of the main interview content and the content of the biological module is provided below.
1.3.3 Main interview
Information was collected at both the household and individual level. The content of the individual level interviews for all participants is summarised below. The topics a participant was asked depended both on their age and the sample type to which their address had been allocated. The age criteria for each topic are included in brackets following the topic name.
Four different self-completion booklets were administered depending on the age of the participant. The booklet for young adults aged 16-17 included questions on smoking and drinking behaviour (instead of these being asked as part of the CAPI interview) and interviewers also had the option of administering this young adults’ self-completion to those aged 18-19 if they felt that it would be more appropriate.
Standardised interviewer-administered height and weight measurements were included as part of in-home interviews in 2023. For interviews conducted by telephone, no height and weight measurements or biological measures could be taken. Participants were asked to estimate their own height and weight during these interviews.
As highlighted previously, a sub-sample (around 35%) of main sample addresses, adults (aged 16 and over) were selected to complete the biological module. Since 2012, specially trained interviewers have been collecting the measurements and samples which were collected by nurses in previous years (1995 to 2011). This was not possible in 2021, therefore, no objective biological measurements were collected that year. These measurements were reintroduced in 2022 as the panel of suitably trained and accredited interviewers was built back up again.
Figure 2: Overview of main sample interviews
Two thirds (65%) of households allocated to Version A
Remaining third (35%) allocated to Version B
One adult per household answers: Household questionnaire including household composition
Each eligible participating individual in each household answers:
Main questionnaire (relevant age range in brackets)
- General health (0+)
- Unpaid caring (4+)
- Respiratory conditions (16+)
- General CVD and use of CVD services (16+)
- Asthma (0+)
- COVID-19 (0+)
- Physical activity (2-15, 16+)
- Sedentary activity (2-15, 16+)
- Eating habits (2-15)
- Fruit and vegetables consumption (2-15)
- Vitamins and supplements (0+)
- Smoking (18+)
- Passive smoking (0+)
- Drinking (18+)
- Dental health (16+)
- CPR training (16+)
- Employment and economic activity (16+)
- Education (16+)
- Ethnic background, religion and country of birth (0+)
- Parental history/family health (16+)
Height and weight measurements (2+)
One of the self-completion questionnaires below according to age:
Adult self-completion (18+)
- Mental wellbeing (WEMWBS, GHQ-12)
- Loneliness
- Problem drinking (AUDIT)
- Drug use
- Food insecurity
- Social capital
- Sexual orientation
- Sex/trans status
- Veteran status
Young adult self-completion (16-17)
- Mental wellbeing (WEMWBS, GHQ-12)
- Loneliness
- Alcohol
- Problem drinking (AUDIT)
- Drug use
- Smoking
- Food insecurity
- Social capital
- Sexual orientation
- Sex/trans status
- Veteran status
Self-completion for 13-15 year olds
- Mental wellbeing (WEMWBS, GHQ-12)
Self-completion for parents of 4-12 years olds
- Strengths and difficulties questionnaire (SDQ)
Version A questions (included in main questionnaire)
- Asthma (0+)
- Unintentional injuries (0+)
- Location of physical activity (2-15)
- Dental services (16+)
- Discrimination and harassment
- (16+)
- Stress at work (16+)
Version B questions (included in main questionnaire)
- Prescribed medicines
Version B questions (included in adult and young adult self-completions)
- Depression and anxiety(16+)
- Self-harm (16+)
- Attempted suicide (16+)
Biological measurements (16+)
- Waist circumference
- Blood pressure
- Saliva samples
Figure 3: Overview of child boost interview
Child boost
One adult per household answers:
Household questionnaire including household composition
An adult answers for children aged 0-12
Children aged 13-15 answer themselves
Main questionnaire (relevant age range in brackets)
- General health (0+)
- Unpaid caring (4+)
- Asthma (0+)
- COVID-19 (0+)
- Physical activity (2-15)
- Sedentary activity (2-15)
- Eating habits (2-15)
- Fruit and vegetables consumption (2-15)
- Unintentional injuries (0+)
- Vitamins and supplements (0+)
- Passive smoking (0+)
- Ethnic background, religion and country of birth (0+)
Height and weight measurements (2+)
Self-completion for 13-15 year olds
- Mental wellbeing (WEMWBS, GHQ-12)
Self-completion for parents of 4-12 years olds
- Strengths and difficulties questionnaire (SDQ)
A significant number of changes were made to the questionnaire content in advance of the 2018 survey based on the consultation that took place in Autumn 2016, with a summary of responses published in Spring 2017 [5]. These changes are discussed in the Scottish Health Survey: Report of Questionnaire Changes from 2018[6].
In 2021, 2022 and 2023, questions on COVID-19 and long COVID have been included to monitor the continued effects of the pandemic on the health of those living in Scotland.
The full wording of all questions used in 2023 can be found in the questionnaire documentation in Appendix A.
1.4 Fieldwork procedures
1.4.1 Advance letters
Each sampled address was sent an advance letter that introduced the survey and to let the resident know that an interviewer would be calling to seek permission to interview. A number of versions of the advance letter were used in 2023; one for the main version A addresses, one for main version B addresses (with the biological module), and one for child boost addresses. There was a version of each of these letters for each organisation conducting interviews (ScotCen and ONS). A copy of the survey leaflet was included with every advance letter. The survey leaflet introduced the survey, described its purpose in more detail and included some summary findings from previous surveys.
For copies of the advance letters and survey leaflet, see the documents listed in Appendix A.
1.4.2 Making contact
Initial contact for both samples was made via the advance letter.
Interviewers then visited respondents’ homes to attempt to gain agreement to participate in the survey. At initial contact, the interviewer established the number of dwelling units (DUs) and/or households (HHs) at an address and made any necessary selections (see Section 1.2.7).
In the main sample, interviewers attempted to interview all adults (up to a maximum of ten) and up to two children aged 0-15 (see Section 1.2) from the household. At child boost sample households, interviewers first screened for children aged 0-15. In those households where children were present up to two children were randomly selected for interview. Interviewers obtained the verbal consent of both the parent/guardian and the child before commencing the interview.
1.4.3 Collecting data
Interviewers used computer assisted personal (CAPI) interviewing for interviews done in-home and computer assisted telephone interviewing (CATI) for the telephone interviews.
At each co-operating eligible household (across all sample types), the interviewer first completed a household questionnaire, with information collected from the household reference person[7] or their partner wherever possible. This questionnaire obtained basic information (including date of birth and relationship to other household members) about all members of the household, regardless of age and whether they were eligible to take part in the interview. The computer assisted personal/telephone interviewing (CAPI) program then created individual questionnaires for each eligible participant in the household.
Where possible an individual interview was then conducted with all eligible adults and up to two children in a household. In order to reduce the amount of time spent in the home, interviews could be carried out concurrently.
In addition to an advance letter and general survey leaflet, participants were also given a more detailed leaflet describing the contents and purpose of the interview, and what will happen to information they provide (including a link to the Privacy Notice on the Scottish Government’s website).
A separate version of this leaflet was used for children in both main and child boost households. Parents at child boost addresses were also provided with a leaflet containing background information on the survey. Copies of all the participant leaflets used in the survey are included in Appendix A.
1.4.4 Interviewing and measuring children
Children aged 13-15 were interviewed directly by interviewers, after verbal consent had been obtained from both the child and their parent or guardian. Interviewers were instructed to ensure that the child’s parent or guardian was present throughout the interview. Information about younger children (aged 0-12) was collected directly from a parent or guardian. Whenever possible, younger children were present while their parent or guardian answered questions about their health. This was partly because the interviewer had to take the child’s height and weight measurements (where possible), but it also ensured that the child could contribute information where appropriate (for example, about physical activity done during school time).
1.4.5 Feedback to participants
If participants wished, interviewers recorded their height and weight measurements within their information leaflet. Participants kept the information leaflet and thus had a record of their height and weight, if they wished.
Participants eligible for the biological module were given an additional document; the biological measurement record card. If participants had their waist measurement and blood pressure taken, then interviewers recorded their results on this card (if the participant wished). As before, participants could keep this measurement record card and thus had a note of their measurements.
For the biological module, interviewers were issued with a set of guidelines to follow when commenting on participants’ blood pressure readings. If the participant’s blood pressure was mildly raised, they were instructed to advise the participant to contact their GP within 2 months. If the participant’s blood pressure was moderately raised, they were instructed to advise the participant to contact their GP within 2 weeks. Finally, if the participant’s blood pressure reading was considerably raised, interviewers advised the participant to visit their GP within 5 days and interviewers were instructed to contact the survey doctor at the earliest opportunity. The survey doctor would then phone the participant and advise them to contact their GP as soon as possible.
1.5 Fieldwork quality control and ethical clearance
1.5.1 Training interviewers
Interviewers new to SHeS were fully briefed on the survey’s content and procedures. Interviewers were supervised by an interviewer supervisor during the early stages of their work to ensure that interviews were administered correctly, and protocols were followed.
Interviewers that had worked on SHeS in previous years attended a refresher briefing ahead of the launch of the new survey year and were refreshed on any additional in-home processes when this was introduced. This ensured that they were aware of changes to survey content and procedures for 2023.
Interviewers interested in administering the biological module were initially screened for suitability. Minimum competency levels were set and only interviewers that met the set criteria were invited to training and accreditation sessions.
Full sets of written instructions, covering both survey procedures and measurement protocols, were provided to interviewers (measurement protocols are available on request from ScotCen).
1.5.2 Checking interviewer and measurement quality
A large number of quality control measures were built into the survey at the data collection stage and thereafter, to monitor the quality of interviewer performance.
Quality checks were carried out at 10% of productive households. These recalls checked with the participants that interviewers had followed the correct survey procedures when conducting the interview.
In addition to the above quality checking procedure, the computer program used by interviewers had in-built soft checks (which can be suppressed) and hard checks (which cannot be suppressed) associated with particular interview questions. When uncommon or unlikely answers were entered, or answers outside a predetermined range, these checks were triggered and appear as a warning message on the interviewers’ laptop. The interviewer is either encouraged to double-check the entered response (a soft-check) or asked to change it (a hard-check). For example, when young children were weighed by having an adult hold them; the weight of the adult on their own was entered into the computer followed by the combined weight of the infant and adult. A hard check was used to ensure that the weight entered for the adult alone did not exceed the weight of the infant and adult combined.
Soft-checks were similar to hard-checks, however they could be suppressed. For example, soft-checks were applied to height measurements; if an interviewer entered a respondent’s height to be in excess of 1.93 metres (6 feet 3 inches), a message appeared asking the interviewer to confirm that this entry was correct. The interviewer could suppress the soft-check once they had confirmed that the height entry was not a mistake.
1.5.3 Ethical clearance
Ethical approval for the 2023 survey, as for previous years, was obtained from the Health and Care Research Ethics Committee for Wales (REC reference number: 17/WA/0371).
1.6 Survey response
1.6.1 Introduction
This section presents the fieldwork outcomes for the sampled addresses. Survey response is an important indicator of survey quality as non-response can introduce bias into survey estimates. Standardised outcome codes (based on an updated version of those published in Lynn et al, 2001[8]) for survey fieldwork were applied across the SHeS, SHS and SCJS. This enables consistent reporting of fieldwork performance and effective comparison of performance between the surveys.
1.6.2 Household response
Tables 1.1a and 1.1b show a detailed breakdown of the SHeS response for sampled addresses in 2023. Addresses with unknown eligibility have been allocated as eligible and ineligible proportional to the levels of eligibility for the remainder of the sample. This approach provides a conservative estimate of the response rate as it estimates a high proportion of eligible cases amongst addresses with unknown eligibility.
At each selected household in the main sample, all adults and a maximum of two children were eligible for interview. When considering the household response rate, households classed as “responding” were those where at least one eligible person opted-in/consented to interview and was interviewed. The tables show that for the main sample, 41.5% of eligible households were classed as responding.
In the child boost CHI-screened sample, 77.6% of issued addresses were deemed eligible and all individual interviews were complete at 41.6% of these households.
Table 1.2a shows that across Heath Boards, the percentage of the sample households where at least one eligible person was interviewed ranged from 33.6% (Greater Glasgow & Clyde) to 71.3% (Orkney Islands). Fully cooperating households were those where all eligible individuals were interviewed. This varied between 35.4% in Greater Glasgow & Clyde to 66.9% in the Shetland Islands. The definition of a fully cooperating household changed in 2012 and is therefore not comparable with fully cooperating figures prior to this.
Table 1.2b shows the household response rate for eligible addresses in the child boost sample by Health Board. This varied from 20.0% (Dumfries and Galloway) to 49.3% (Highlands). For most Health Boards, the figure for fully productive households matched that for at least one eligible person being interviewed and thus the range varied in the same manner (20.0% in Dumfries and Galloway to 49.3% in Highland). Please note the small base sizes for some health boards.
Table 1.3a shows that across Local Authorities, the percentage of combined main sample households where at least one eligible person was interviewed ranged from 23.5% (West Dunbartonshire) to 73.0% (Orkney Islands). Fully cooperating households varied between 20.1% (West Dunbartonshire) and 68.3% (Orkney Islands).
Table 1.3b shows that across Local Authorities, the percentage of child boost households where at least one eligible child was interviewed ranged from 17.1% (North Ayrshire) to 81.3% (Clackmannanshire). Figures were almost identical for fully cooperating households. Again, the small base sizes should be noted. Tables 1.1a – 1.3b
1.6.3 Individual response for adults
Overall, there were 4,949 adult responses to SHeS 2023.
The adult response rate in 2023 was calculated based on the number of eligible households. This was undertaken by dividing the number of individual adult interviews by the number of eligible adults in productive households. The total estimated number of adults from sampled addresses eligible for interview is referred to as the “set” sample. For 2023, the set sample of was 5,645.
Table 1.9 shows that the age distribution of adult respondents was generally older than the population as a whole. For males, 53% of main respondents were aged 55 or older compared with 39% of the male population as a whole. There were similar but smaller differences for females, with 52% of female respondents aged 55 or older compared with 42% of the female population as a whole. Tables 1.4a, 1.5 and 1.9
1.6.4 Individual response for children (0-15)
Interviews were undertaken with 2,172 children aged 0 to 15, with 1,216 of these taking place as part of the CHI-screened child boost.
In order to calculate the response rate for children, the number of eligible children in participating households was calculated. Tables 1.4a and 1.4b show that the overall response rate for children in the main sample and the child boost sample were similarly high (93.5% for children in the main sample and 98.5% for the child boost sample).
Tables 1.4a and b
1.7 Weighting the data
1.7.1 Introduction
This section presents information on the weighting procedures applied to the survey data. Since 2012, the weighting for SHeS has been undertaken by the Scottish Government rather than the survey contractor (as had previously been the case), but the methodology applied was largely consistent with that of the 2008 to 2011 sweeps of the survey. The procedures for the implementation of the weighting methodology were developed by the Scottish Government working with the Methodology Advisory Service at the Office for National Statistics[9].
To undertake the calibration weighting, the ReGenesees Package for R was used. Within this, to execute the calibration, a raking function was implemented.
1.7.2 Main adult weights
The main adult weight is applicable to analysis of questions asked of all adults with the exception of those questions included in the self-completion questionnaires (there is a separate weight for these questions for 2023, see section 1.7.3). There were six steps to calculating the overall adult weights. These were as follows:
1) Address selection weights (w1)
The address selection weights were calculated to compensate for unequal probabilities of selection of addresses in different survey strata. For the main sample, there were 32 strata (one for each local authority).
2) Dwelling unit selection weights (w2)
The Multiple Occupancy Indicator (MOI) for the PAF was used to ensure that if there were multiple dwelling units at a single address point then they would have the same selection probability as individual addresses. However, there are likely to have been some cases where the MOI was incorrect. The following correction was applied where this was the case:
W2 was trimmed to a minimum of 0.67 and a maximum of 3.
3) Household selection weights (w3)
Similarly to w2, within a very small number of dwelling units, fieldworkers usually find multiple households, of which only one is selected for participation. The following correction was applied for multiple households:
W3 was trimmed to a maximum of 3.
4) Calibrated household weights (w4)
The three selection weights were combined (w1*w2*w3) before the household calibration stage. This combined weight was applied to the survey data to act as entry weights for the calibration. The execution of the calibration step then modified the entry weights so that the weighted total of all members of responding households matched the population totals for Health Boards, Scotland-level population totals for age/sex breakdown, and the population within each SIMD quintile. The population totals that were used were the National Records of Scotland’s (NRS) mid-2021 estimates for private households.
5) Adult non-response weights (w5)
All adults within selected households were eligible for interview, but within responding households not all individuals completed an interview. The profiles of household members that did not complete the interview were different from those that did. Information on all individuals within responding households was available through information gathered as part of the household interview. This allowed the differential response rates for individuals within households to be modelled using logistic regression to calculate a probability of responding based on their profiles. The logistic regression was only applicable for households containing more than one adult since households consisting of only one adult either responded to the household and individual interviews or did not respond at all.
The following variables were considered for inclusion in the model:
- Health Board
- Age/sex
- Number of adults in the household
- Employment status of household reference person
- Presence of a smoker in the household
- Marital status
- Tenure
- Urban/rural classification
- Access to a car
- Located within SIMD15 area
- Frequency of eating meals together
Through running backwards and forwards selection procedures for the logistic regression the following variables were included in the final model:
- Health Board
- Age/sex
- Number of adults in the household
- Located within SIMD15 area
- Marital status
- Frequency of eating meals together
- Access to a car
The final logistic regression model was then used to calculate the probability of response for all individuals that did respond. The adult non-response weight (w5) was then calculated as the reciprocal of this probability:
W5 was trimmed to a maximum of 4. For households of only one adult, the non-response weight was one.
6) Individual calibration and final adult weight (int23wt)
The household (w4) and non-response (w5) were combined (w4*w5) and applied to the survey data prior to the final stage of calibration weighting which matched weighted totals for the survey data to the NRS 2021 mid-year population estimates for Health Boards, age/sex distribution at Scotland level and age/sex distribution for the Glasgow and Greater Clyde Health Board shown in the tables below.
1.7.3 Adult self-completion weight
After the main interview, all adults were invited to complete a self-completion booklet. As not all respondents went on to complete the self-completion questionnaire, information collected for the respondent in the main interview and household interview was used to estimate the likelihood of responding to the self-completion element using logistic regression.
The following variables were considered for inclusion in the model
- Health Board
- Age/sex
- Number of adults in the household
- Employment status of household reference person
- Presence of a smoker in the household
- Marital status
- Tenure
- Urban/rural classification
- Access to a car
- SIMD15 quintile
- Frequency of eating meals together
- Individual interview mode
Through running backwards and forwards selection procedures for the logistic regression the following variables were included in the final model:
- Health Board
- Age/sex
- Number of adults in the household
- Employment status of household reference person
- Presence of a smoker in the household
- Marital status
- Tenure
- SIMD quintile
- Frequency of eating meals together
- Individual interview mode
The final logistic regression model was then used to calculate the probability of response for all individuals that did respond. The adult self-completion non-response weight (intsc19212223wt) was then calculated as the reciprocal of this probability:
The weight was trimmed to a maximum of 4.
Health Board | Adults | Children | Total |
---|---|---|---|
Ayrshire & Arran | 304,631 | 59,771 | 364,402 |
Borders | 96,182 | 18,675 | 114,857 |
Dumfries & Galloway | 124,078 | 22,808 | 146,886 |
Fife | 300,187 | 63,441 | 363,628 |
Forth Valley | 247,695 | 51,023 | 298,718 |
Grampian | 473,320 | 99,893 | 573,213 |
Greater Glasgow & Clyde | 959,472 | 195,943 | 1,155,415 |
Highland | 265,836 | 50,244 | 316,080 |
Lanarkshire | 541,685 | 117,215 | 658,900 |
Lothian | 738,118 | 151,098 | 889,216 |
Orkney | 18,788 | 3,508 | 22,296 |
Shetland | 18,676 | 4,058 | 22,734 |
Tayside | 341,617 | 65,945 | 407,562 |
Western Isles | 22,241 | 4,050 | 26,291 |
Total | 4,452,526 | 907,672 | 5,360,198 |
SIMD Quintile | Total population |
---|---|
1 – 20% most deprived data zones | 1,040,303 |
2 | 1,037,947 |
3 | 1,056,098 |
4 | 1,132,570 |
5 – 20% least deprived data zones | 1,093,280 |
Total | 5,360,198 |
Age group | Male | Female | Total |
---|---|---|---|
0-4 | 130,676 | 123,683 | 254,359 |
5-9 | 150,295 | 142,190 | 292,485 |
10-15 | 183,843 | 176,986 | 360,829 |
16-24 | 258,071 | 242,178 | 500,249 |
25-34 | 368,141 | 373,159 | 741,300 |
35-44 | 335,724 | 351,250 | 686,974 |
45-54 | 348,741 | 375,304 | 724,045 |
55-64 | 365,713 | 392,521 | 758,234 |
65-74 | 282,117 | 308,749 | 590,866 |
75+ | 192,635 | 258,222 | 450,857 |
Total | 2,615,956 | 2,744,242 | 5,360,198 |
1.7.4 Biological module weights
A similar process was applied to derive the weights for the biological module. The steps are outlined below.
1) Address selection weight (bw1)
New address selection weights were calculated using the same process as described for w1.
2) Dwelling unit (w2) and household selection weights (w3)
The dwelling unit and household selection weights from the main adult weight were applied as above.
3) Calibrated household weight (bw4)
The three selection weights were combined (bw1*w2*w3) and applied to the survey data before the household calibration was run so that survey data matched the population totals for Health Boards, Scotland-level age/sex breakdowns, and the population within SIMD15 areas.
4) Adjustment for biological module selection (bw5)
33% of the main sample was allocated to the biological module. To incorporate this probability of selection, a correction was applied to the calibrated household weight (bw4). The correction was:
5) Application of adult non-response (w5)
For within household non-response, the non-response weight (w5) calculated for all households was also applicable for the biological module.
6) Non-response weight for biological module interview
Not all adults who responded to the main section of the interview responded to the biological module. Information collected for
the respondent in the main interview and household interview was used to calculate the likelihood of responding to the biological module and was modelled with logistic regression.
The following variables were considered for inclusion in the model:
- Health Board
- Age/sex
- Number of adults in the household
- Employment status of household reference person
- Presence of a smoker in the household
- Marital status
- Tenure
- Urban/rural classification
- Access to a car
- Located within SIMD15 area
- Frequency of eating meals together
- Self-assessed general health
- Whether done gardening/DIY/building work in the past 4 weeks
- Whether has longstanding illness
- Highest achieved qualification
- Level of physical activity
- Economic activity (including if retired)
- Ever had high blood pressure
- Whether smokes cigarettes or drinks nowadays
- Number of natural teeth
- Whether done any housework in past 4 weeks
Through running backwards and forwards selection procedures for the logistic regression the following variables were included in the final model:
- Health Board
- Age/sex
- Number of adults in the household
- Located within SIMD15 area
- Marital status
- Frequency of eating meals together
- Presence of a smoker in the household
- Urban/rural classification
- Whether done gardening/DIY/building work in the past 4 weeks
The final logistic regression model was then used to calculate the probability of response for all individuals that did respond. The adult non-response weight (w5) was then calculated as the reciprocal of this probability:
The top 1% of bw6 was trimmed.
7) Final calibration for biological module (bio23_wt)
The household (bw4), biological sample correction (bw5) and adult non-response (w5), and biological non-response (bw6) weights were combined (bw4*bw5*w5*bw6) and applied to the survey data.
For the final stage of biological module weighting, the weighted totals for the survey data were calibrated to match the NRS 2021 mid-year population estimates for private households for Health Boards and age/sex distribution at Scotland level. However, due to the low sample size for the module several categories had to be collapsed. In terms of Health Boards, all areas except for Grampian, Greater Glasgow and Clyde, Lanarkshire and Lothian were grouped together. For the age groups, the youngest two age groups were combined.
1.7.5 Non-biological module weights (Version A)
A weight titled “Version A” was calculated for the individual respondents in the main sample that were not selected for the biological module. The following steps were followed to derive the weight:
1) Address selection weight (bw1)
As derived in the first step of the biological module weight.
2) Dwelling unit (w2) and household selection weights (w3)
The dwelling unit and household selection weights from the main adult weight were applied as above.
3) Calibrated household weight (bw4)
As derived for the biological module.
4) Adult non-response weight (w5)
For within household non-response, the non-response weight (w5) calculated for all households was also applicable for the biological module.
5) Final calibration for Version A weight (vera23wt)
The household (bw4) and adult non-response (w5) weights were combined (bw4*w5) and applied to the survey data. As was the case with the main adult weight and biological module weight, the weighted totals for the survey data were calibrated to match the NRS 2021 mid-year population estimates for private households for Health Boards, age/sex distribution at Scotland level.
1.7.6 Overall child weights
An overall child weight was derived for child responses from the main sample and from the child boost combined. Separate logistic regression non-response weights were not required for the child samples as the response rate for children within cooperating households was sufficiently high. The weighting steps are shown below. Steps (1) and (2) followed the same process as described in 1.7.2 above.
1) Address selection weight for main sample and child boost combined (cw1)
2) Dwelling unit (cw2) and household (cw3) selection weights
3) Selection of children within each household (cw4)
A maximum of two children were eligible for interview in each household. To ensure that children in larger households were not under-represented in the final sample the following child selection weight was calculated for households with more than two children to compensate for the probability of selection:
For households with two or fewer children cw4=1.
4) Calibration for child interview weight (cint23wt)
The address selection (cw1), dwelling unit (cw2), household (cw3) and child selection weights (cw4) were combined (cw1*cw2*cw3*cw4) and applied to the survey data. The weighted totals for the survey data were calibrated to match the NRS 2021 mid-year population estimates for private households for Health Boards, age/sex distribution at Scotland level.
Weights were also created specifically for within household analysis, comparing children’s characteristics with those of their parents. As data were only collected with respect to both children and adults in the main sample, these weights were only created for children at main sample addresses. They were created in a similar fashion to that described for the whole of the overall child weights.
1.7.7 Combined weights
A number of different combinations of annual sweeps have been produced to allow the analysis of combined datasets. Due to disruption to the survey at the onset of the pandemic, the survey data collected in 2020 was published as experimental statistics and was not comparable with the time series[10]. This data has not been included in the survey trends or the combined years’ analysis.
Weight name | Purpose of combined weight |
---|---|
int19212223wt | For analysis of 2019, 2021, 2022 and 2023 combined adult data |
intsc19212223wt | For analysis of 2019, 2021, 2022 and 2023 combined adult self-completion data |
cint19212223wt | For analysis of 2019, 2021, 2022 and 2023 combined child data |
bio19212223wt | For analysis of 2019, 2021, 2022 and 2023 combined depression, anxiety, suicide and self-harm data |
biosaliva192223wt | For analysis of 2019, 2022 and 2023 combined saliva data |
cvera19212223wt | For analysis of 2019, 2021, 2022 and 2023 combined version A child module data |
vera19212223wt | For analysis of 2019, 2021, 2022 and 2023 combined version A adult module data |
int2123wt | For analysis of 2021 and 2023 combined adult data |
intsc2123wt | For analysis of 2021 and 2023 combined adult self-completion data |
cint2123wt | For analysis of 2021 and 2023 combined child data |
bio2123wt | For analysis of 2021 and 2023 combined depression, anxiety, suicide and self-harm data |
int2223wt | For analysis of 2022 and 2023 combined adult data |
intsc2223wt | For analysis of 2022 and 2023 combined adult self-completion data |
cint2223wt | For analysis of 2022 and 2023 combined child data |
vera2223wt | For analysis of 2022 and 2023 combined version A adult module data |
cvera2223wt | For analysis of 2022 and 2023 combined version A child module data |
In each case, the calculation of the weights followed the same procedure. The pre-calibration weights which had already been calculated for the individual years (which take into account selection weighting and (except for the child weights) non-response weighting) were combined and calibrated to Health Board and age/sex 2021 population totals for private households.
1.8 Data analysis and reporting
SHeS is a cross-sectional survey of the population. It examines associations between health status, personal characteristics and behaviour. However, such associations do not necessarily imply causality. In particular, associations between current health status and current behaviour need careful interpretation, as current health may reflect past, rather than present, behaviour. Similarly, current behaviour may be influenced by advice or treatment for particular health conditions.
1.8.1 Reporting age variables
Defining age for data collection
A considerable part of the data collected in SHeS 2023 is age specific, with different questions directed to different age groups. During the interview the participant’s date of birth was ascertained. For data collection purposes, a participant’s age was defined as their age on their last birthday before the interview.
Age as an analysis variable
Age is a continuous variable, and an exact age variable on the data file expresses it as such (so that, for example, someone whose 24th birthday was on January 1, 2023 and was interviewed on October 1, 2023 would be classified as being aged 24.75).
The presentation of tabular data involves classifying the sample into year bands. This can be done in two ways, age at last birthday and ‘rounded age’, that is, rounded to the nearest integer. In this report, all references to age are age at last birthday.
Some of the adult data included in the 2023 report have been age-standardised to allow comparisons between groups after adjusting for the effects of any differences in their age distributions. Further information on age standardisation can be found in chapter 2 of this report.
1.8.2 Standard analysis breakdowns
Scottish Index of Multiple Deprivation (SIMD)
The analysis of 2023 data was based on the most recent version of the Scottish Index of Multiple Deprivation (SIMD), published in 2020[11]. It is based on 38 indicators in seven individual domains of current income, employment, housing, health, education, skills and training, geographic access to services and crime. SIMD is calculated at data zone level, enabling small pockets of deprivation to be identified. The data zones are ranked from most deprived (1) to least deprived (6,976) on the overall SIMD index. The result is a comprehensive picture of relative area deprivation across Scotland. The index was divided into quintiles for the presentation of analysis within this report. The full index is not available on the archived dataset due to concerns about its potential for identifying individual respondents or households.
1.8.3 Design effects and true standard errors
SHeS 2023 used a partially clustered, stratified multi-stage sample design. In addition, weights were applied when obtaining survey estimates. One of the effects of using the complex design and weighting is that standard errors for survey estimates are generally higher than the standard errors that would be derived from an unweighted simple random sample of the same size. The calculations of standard errors shown in tables, and comments on statistical significance throughout the report, have taken the clustering, stratification and weighting into account. The ratio of the standard error of the complex sample to that of a simple random sample of the same size is known as the design factor. Put another way, the design factor (or ‘deft’) is the factor by which the standard error of an estimate from a simple random sample has to be multiplied to give the true standard error of the complex design. The true standard errors and defts for SHeS 2023 have been calculated using a Taylor Series expansion method. The deft values and true standard errors (which are themselves estimates subject to random sampling error) are used to calculated the confidence intervals presented in the survey dashboard.
References and notes
1 Further information on the sample designs and the methodology used is available at: https://webarchive.nrscotland.gov.uk/3000/https://www.gov.scot/Topics/Statistics/About/SurveyDesigns201215 .
2 Further information on the 2011 Scottish Health Survey questionnaire review for the 2012-2015 surveys can be found on the Scottish Government SHeS website: https://webarchive.nrscotland.gov.uk/3000/https://www.gov.scot/Topics/Statistics/Browse/Health/scottish-health-survey/questionnairereviewreport
3 Scottish Health Survey: content review (2022). Available at: https://www.gov.scot/publications/review-content-scottish-health-survey/
4 Scottish Health Survey: content review outcomes report (2024). Available at: https://www.gov.scot/publications/scottish-health-survey-content-review-outcomes-report/
5 Questionnaire Content of the Scottish Health Survey (2017): Consultation Analysis Report. Available at https://consult.gov.scot/population-health/scottish-health-survey/
6 Further information on the 2017 Scottish Health Survey questionnaire review for the 2018-2021 survey can be found on the Scottish Government website: http://www.gov.scot/Resource/0053/00537370.pdf
7 The household reference person (HRP) is defined as the householder (a person in whose name the property is owned or rented) with the highest income. If there is more than one householder and they have equal income, then the household reference person is the eldest.
8 Lynn, Peter, Beerten, Roeland, Laiho, Johanna and Martin, Jean ‘Recommended Standard Final Outcome Categories and Standard Definitions of Response Rate for Social Surveys’, Working Papers of the Institute for Social and Economic Research, paper 2001-23. Colchester: University of Essex. 2001.
9 A report on the development of the weighting procedures is available at: https://webarchive.nrscotland.gov.uk/3000/https://www.gov.scot/Topics/Statistics/About/Surveys/WeightingProjectReport
10 Scottish Health Survey – telephone survey – August/September 2020: main report. Edinburgh, the Scottish Government. Available at: https://www.gov.scot/publications/scottish-health-survey-telephone-survey-august-september-2020-main-report/
11 Where time series SIMD data are presented, the appropriate version of the SIMD is used for each year. More details are provided within the main report and at https://www.gov.scot/publications/?term=SIMD&cat=filter&publicationTypes=statistics&page=1
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