Scottish Household Survey 2023 - methodology and fieldwork outcomes

Details of the methodology and survey fieldwork outcomes relating to the 2023 Scottish Household Survey


Survey response

Introduction

The final number of social survey interviews achieved was 10,543. This is above the target of 10,450 interviews and represents an overall response rate of 46%.

Survey response is an important indicator of survey quality as non-response can introduce bias into survey estimates. Standardised outcome codes (based on an updated version of those published in Lynn et al (2001)) for survey fieldwork were applied across the SHS, SHeS and SCJS. The outcome codes paper includes guidance on the appropriate categorisation of interview outcomes. This will allow consistent reporting of fieldwork performance and effective comparison between the performance of the surveys.

Scotland level

The response rate of 46% was lower lower than pre-pandemic years, which exhibited a long-term mean adjusted response rate of 67% (1999/2000 – 2019). Adjusted response rates (response rates where sample is net of unreachable addresses such as unoccupied houses) were not possible to calculate for 2020 and 2021, therefore unadjusted response rates for 2019, 2022 and 2023 are presented alongside them in Table 3 for comparison.

This drop in response rate could be attributed to remaining effects of the COVID19 pandemic. All large population-based surveys in Scotland have been affected by the recent pandemic in terms of recent lower response rates. However, this downward trend had already been identified pre-2020. The mean response rate from 2015 to 2019 was 64%, 3 percentage points below the long-term average. Response rates will be continually monitored as a part of assessing survey quality.

It should be noted that from 2012 the calculation was changed slightly and a portion of the addresses of unknown eligibility are now considered to be eligible, whereas previously they would all have been classed as ineligible.

Table 3: Overall response rates by year

Year

Adjusted response rate

Unadjusted response rate

Achieved sample

2012

67%

-

10644

2013

67%

-

10652

2014

67%

-

10633

2015

64%

-

10325

2016

64%

-

10470

2017

64%

-

10683

2018

64%

-

10532

2019

63%

57%

10577

2020

Not applicable

20%

3031

2021

Not applicable

11%

9952

2022

44%

40%

10553

2023

46% 43% 10543

Local authority performance

Table 4: Response rate by local authority

Local authority

Household adjusted response rate

Household interviews

Random adult interviews

Aberdeen City

37%

341

297

Aberdeenshire

49%

362

339

Angus

42%

247

196

Argyll and Bute

55%

254

241

City of Edinburgh

52%

882

831

Clackmannanshire

45%

248

232

Dumfries and Galloway

51%

260

249

Dundee City

45%

237

213

East Ayrshire

48%

255

229

East Dunbartonshire

43%

248

241

East Lothian

55%

269

258

East Renfrewshire

39%

234

209

Falkirk

47%

244

221

Fife

45%

534

483

Glasgow City

37%

968

891

Highland

49%

362

337

Inverclyde

38%

241

230

Midlothian

56%

251

229

Moray

45%

244

234

Na h-Eileanan Siar

69%

281

264

North Ayrshire

42%

252

225

North Lanarkshire

41%

507

475

Orkney Islands

64%

270

257

Perth and Kinross

48%

274

249

Renfrewshire

44%

289

275

Scottish Borders

46%

252

225

Shetland Islands

67%

278

262

South Ayrshire

43%

256

215

South Lanarkshire

41%

484

458

Stirling

49%

240

230

West Dunbartonshire

41%

236

226

West Lothian

49%

243

225

Scotland

46%

10,543

9,746

The conversion from household interview to random adult completion was 92% in 2023.

Monitoring and reducing the respondent burden

The Code of Practice for Statistics states that "Statistics producers should be transparent in their approach to monitoring and reducing the burden on those providing their information, and on those involved in collecting, recording and supplying data." Furthermore it states that "The burden imposed should be proportionate to the benefits arising from the use of the statistics."

The following steps are/have been taken to reduce respondent burden.

  • addresses selected for any of the surveys (SHS, SHeS, SCJS) are removed from the sample frame for a minimum of 4 years so that they cannot be re-sampled for another survey.
  • samples sizes are no greater than required to obtain robust local authority estimates.
  • the size of the SHS questionnaire was not allowed to increase following the SHS 2018-21 questionnaire review. Where there was a strong policy need for new questions, the space/time required for these new questions was created by dropping existing questions or moving them to a biennial basis.
  • the SHS social interview is carried out using Computer Aided Personal Interviewing (CAPI). Routing is built into the CAPI script which ensures that respondents are only asked questions that are relevant to them, e.g. respondents are only asked questions on mortgage repayments if they have a mortgage.

Interviewer briefings are held annually. These events provide interviewers with an opportunity to feedback on improvements that could be made to the questionnaire to assist them conducting interviews and reduce the burden on respondents.

Physical survey

Just over half of the SHS sample (58%) was assigned to the physical survey module. For completion of the physical survey, respondents had to agree to make an appointment for a surveyor to make a follow-up visit and to complete the appointment. 

There was a target of at least 80 completed physical surveys for each local authority along with a target of 3,004 surveys for Scotland. The results of continuing lower than estimated levels of conversion from household survey to physical survey meant that there were fewer than 80 physical survey responses for 10 local authorities in 2023. The 3,153 surveys achieved for Scotland in 2023 exceeded the target of 3,004.

Table 5: Physical survey response rate

Local authority

Conversion rate from social survey to physical survey

Number of physical surveys completed

Aberdeen City

68.0%

100

Aberdeenshire

62.7%

84

Angus

73.0%

89

Argyll and Bute

65.1%

82

City of Edinburgh

71.7%

274

Clackmannanshire

63.2%

74

Dumfries and Galloway

62.6%

77

Dundee City

70.4%

81

East Ayrshire

69.4%

93

East Dunbartonshire

60.7%

71

East Lothian

73.4%

105

East Renfrewshire

61.8%

63

Falkirk

72.3%

102

Fife

71.2%

161

Glasgow City

56.5%

210

Highland

63.3%

95

Inverclyde

45.6%

52

Midlothian

65.1%

84

Moray

61.0%

72

Na h-Eileanan Siar

63.5%

99

North Ayrshire

64.0%

71

North Lanarkshire

59.7%

129

Orkney Islands

62.4%

83

Perth and Kinross

81.9%

122

Renfrewshire

67.2%

90

Scottish Borders

65.9%

89

Shetland Islands

66.4%

93

South Ayrshire

68.0%

87

South Lanarkshire

63.8%

120

Stirling

61.7%

58

West Dunbartonshire

62.4%

73

West Lothian

62.5%

70

Scotland

65.3%

3,153

 

Contact

E-mail: shs@gov.scot

Back to top