Scottish Ministerial Code: 2024 Edition

A Code of Conduct and Guidance on Procedures for Members of the Scottish Government and Junior Scottish Ministers


Part C | Ministers and Procedures of Government

Chapter 6: Ministers and the Government

General Principle

6.1 The Scottish Government operates on the basis of collective responsibility. This means that all decisions reached by the Scottish Ministers, individually or collectively, are binding on all members of the Government. Ministers are required to abide by them and defend them as necessary. The principle of collective responsibility requires that Ministers should be able to express their views frankly in the expectation that they can argue freely in private while maintaining a united front when decisions have been reached. This in turn requires that the privacy of opinions expressed and advice offered within the Government should be maintained.

The Scottish Government and Ministerial Functions

6.2 In accordance with Section 44(1) of the Scotland Act 1998, the Scottish Government consists of the First Minister, other Scottish Ministers (Cabinet Secretaries) appointed by the First Minister under Section 47 of the Scotland Act, the Lord Advocate and the Solicitor General for Scotland. In addition, the First Minister appoints junior Scottish Ministers under Section 49 of the Scotland Act.

6.3 Most of the functions exercisable by Ministers are conferred upon the Scottish Ministers collectively. However, these functions do not require to be exercised jointly by all the Scottish Ministers. Section 52(3) of the Scotland Act provides that any member of the Government can exercise any of the functions of the Scottish Ministers, and Section 52(4) provides that any act or omission of any member of the Government is legally the act or omission of each of them.

Collective Responsibility

6.4 The internal processes through which a Government decision has been made should not normally be disclosed. Decisions reached by the Cabinet or its sub-committees are binding on all members of the government. Government decisions are, however, normally announced and explained as the decision of the Minister concerned. On occasion, it may be desirable to emphasise the importance of a decision by stating explicitly that it is the decision of the Scottish Government. This, however, is the exception rather than the rule. Ministers should take special care in discussing issues which are the responsibility of other Ministers, consulting Ministerial colleagues as appropriate.

6.5 In accordance with the principle of collective responsibility, it is important that Ministers and their staff preserve the privacy of Government business and protect the security of Government documents, subject to the provisions of the Freedom of Information (Scotland) Act 2002 (see also paragraphs 6.25 and 6.26).

6.6 The issue of collective responsibility is particularly acute where the portfolio Minister is likely to take a decision that might be unpopular in the constituency or region which another Minister represents as MSP. Once a decision has been reached, the Minister who is constituency or regional MSP must be prepared to defend that decision, even if, individually, they might have argued against it in private, or, in the case of a constituency issue, might have made representations as a constituency or regional MSP.

6.7 Collective responsibility as defined above also applies to any junior Scottish Ministers who are appointed by the First Minister under the terms of Section 49 of the Scotland Act even though they may not be members of the Cabinet.

6.8 The only two exceptions to the doctrine of collective responsibility are:

(i) statutory or other responsibilities conferred on the First Minister alone; and (ii) the Lord Advocate’s retained functions, including decisions taken by the Lord Advocate in their capacity as head of the systems of criminal prosecution and investigation of deaths in Scotland. In such cases, the First Minister or the Lord Advocate, respectively, acts independently of other Ministers.

6.9 Where a Minister considers that they cannot support a decision reached collectively by the Scottish Government and wishes publicly to dispute that decision, the Minister in question should consider whether it is appropriate to resign from their Ministerial role. As with adherence to the rest of the Ministerial Code, a Minister can only remain in post for so long as they retain the confidence of the First Minister.

Cabinet Business

6.10 The Cabinet normally meets weekly. Its business consists, in the main, of questions which significantly engage the collective responsibility of the Government, either because they raise major issues of policy or because they are of critical importance to the public. When considering Cabinet business and reaching decisions collectively, it should be remembered that Cabinet members are acting in their Ministerial capacity and not in their capacity as representatives of a particular constituency or regional electorate.

6.11 Matters wholly within the responsibility of a single Minister which do not significantly engage collective responsibility need not be brought to the Cabinet unless the Minister concerned wishes to inform their colleagues about the matter in question or to have their advice in a full meeting of the Cabinet. It is not possible to give a precise definition of the matters which should be referred to the Cabinet for decision. As a general rule, however, Cabinet members should put before their colleagues the sorts of issues on which they themselves would wish to be consulted.

6.12 Issues should not be brought to Cabinet until there has been appropriate consultation with Ministers with a direct portfolio interest and their views have been fully reflected in the paper to be submitted for Cabinet consideration. Questions involving more than one Minister which require collective consideration by Cabinet should be examined by the officials concerned before submission to the Cabinet so that the decisions required may be clearly defined. When there is a difference between Ministers, it should not be referred to the Cabinet until other means of resolving it have been exhausted, including discussions between the Ministers concerned. It is the responsibility of the officials concerned to ensure that proposals have been discussed with other interested officials. The outcome of these discussions should be reflected in the paper submitted for Cabinet consideration.

6.13 Members of Cabinet should take particular care when agreeing the weekly Cabinet minutes as an accurate record of discussion. The minutes of the Scottish Cabinet constitute the official record, and Ministers will be expected to adhere to the decisions which they set out.

Cabinet Correspondence

6.14 Cabinet correspondence enables Cabinet to reach collective decisions when circumstances mean that a discussion at a Cabinet meeting is not possible or required. The Cabinet Secretariat can advise on the appropriateness of using Cabinet correspondence in individual cases. As with all Cabinet papers, Cabinet correspondence should only be issued once appropriate consultation has been undertaken among Ministers with a direct portfolio interest and once their views have been reflected fully in the correspondence paper.

Ministerial Discussions below the Level of the Cabinet

6.15 Collective Ministerial discussions can take place below the level of the Cabinet. Where it is clear that a particular issue will require two or more Ministers and their officials to work together over a period, or that a matter falling within the portfolio of one Minister needs to be considered collectively, the Cabinet may decide to establish a Cabinet sub-committee, which may include both Cabinet members and other Scottish Ministers. The size, membership and length of life of sub-committees may vary significantly depending on the nature of the subject at issue. Alternatively, one or more Ministerial meetings may be arranged involving those Ministers with a direct interest to permit discussion of a particular issue. Any collective Ministerial meeting should be minuted, with decisions and any outstanding issues recorded clearly, usually with input from the Cabinet Secretariat and/or the relevant Private Office.

6.16 Collective Ministerial meetings below the level of the Cabinet have two main purposes. First, they relieve the pressure on the Cabinet itself by enabling business to be settled at a lower level, where appropriate; or, failing that, by clarifying the issues and defining any points of disagreement. Second, they support the principle of collective responsibility by ensuring that, even though an important question may not be discussed at a meeting of the Cabinet, the decision will be given full Ministerial consideration, and the final judgement reached will be sufficiently authoritative to ensure that the Government as a whole can properly be expected to accept responsibility for it.

6.17 If the Cabinet agrees to delegate an issue to a Cabinet sub-committee and a Minister is dissatisfied with the conclusions, the First Minister will entertain an appeal to the full Cabinet only after consultation with the Minister who chairs the sub- committee concerned.

Priority of Cabinet Meetings

6.18 Cabinet meetings take precedence over all other Ministerial business, although it is understood that there may occasionally be exceptional circumstances (e.g. Parliamentary business, business overseas or meetings with UK Ministers) which mean that a Minister may have to be absent.

6.19 Requests by Cabinet members for permission to be absent from Cabinet should be made only in such exceptional circumstances and should be made at the earliest opportunity and by means of a personal minute to the First Minister. A minute is not necessary when the reason for absence from a Cabinet meeting is an overseas visit for which Ministerial approval has already been obtained in accordance with the detailed requirements set out in paragraphs 11.5 to 11.13.

6.20 Minutes seeking approval for absence from Cabinet for any reason, including overseas visits, should be copied to the Permanent Secretary and the Cabinet Secretariat. Subject to the First Minister’s approval, an absent Cabinet member’s interests may be represented at Cabinet by another Minister with relevant portfolio knowledge.

Attendance at Meetings of Cabinet Sub-Committees

6.21 Attendance at meetings of Cabinet sub-committees should take precedence over most other Ministerial business, the principal exception being business in the Parliament where the Minister’s attendance is deemed essential. Private Offices should therefore not arrange any engagements for their Minister (and nor should Ministers themselves arrange any business) which would be likely to conflict with a meeting of a committee or other official Ministerial group of which their Minister is a member.

6.22 If, after a meeting date has been fixed, a Minister finds that they have to withdraw from a meeting, they must send a personal minute to the Chair explaining the circumstances. The minute should be copied to the First Minister, the Permanent Secretary and the Cabinet Secretariat.

6.23 If, exceptionally, a Minister is unable to attend a meeting of a Cabinet sub-committee of which they are a member, they should try to arrange for another Minister with relevant portfolio knowledge to attend in their place (although there may be exceptions for particular meetings at the discretion of the Chair). Officials cannot attend committee meetings in place of a Minister, although they may attend to provide Ministers with advice.

Publication of Policy Documents and Consultation Papers

6.24 Before publishing a Government policy document or a consultation paper, officials should consider whether it raises issues which require full collective Ministerial consideration through Cabinet or a Cabinet sub-committee. The expectation is that most such papers will need collective agreement prior to publication. Any policy document containing a major statement of Government policy should be circulated to Cabinet members and other Ministers with a portfolio interest before publication. This rule applies to papers containing major statements even when no issue requiring collective decision is required.

Confidentiality and Security of Cabinet Documents and Other Government Papers

6.25 Ministers have a personal responsibility to safeguard the integrity and confidentiality of Government business. Failure to maintain good security can cause damage to the interests and reputation of the Government and may prejudice the effective conduct of official business.

6.26 Ministers should be particularly mindful of the vulnerabilities associated with telephone systems, mobile phones, and other similar portable or tablet devices, and IT systems generally. Ministers and their Private Office staff should therefore ensure that all reasonable steps have been taken to ensure the security of Government information, in accordance with current guidance for Ministers issued by the Scottish Government Chief Information Security Officer.

Access by Former Ministers to Official Papers

6.27 By convention, and at the Government’s discretion, former Ministers are allowed reasonable access to official papers which they saw when they were in office. Such access is provided outwith the provisions of the Freedom of Information (Scotland) Act 2002 and is limited to that Minister personally. Access is subject to compliance with the ‘Radcliffe Rules’ (see paragraph 12.1 below). The papers made available for inspection should be handled securely, in accordance with the conditions under which they are provided. The use made of those papers is limited by the need to ensure that the conventions about confidentiality of exchanges between Ministers, and civil servants’ advice to Ministers, are not breached. Approaches in these cases should be made in the first instance to the Permanent Secretary.

Taking Legal Advice

6.28 Paragraph 1.7 of this Code acknowledges the overarching duty on Ministers to comply with the law. It is part of the role of the Law Officers (the Lord Advocate and the Solicitor General for Scotland) to ensure that the Government acts lawfully at all times. Ministers and officials should therefore ensure that their decisions are informed by appropriate analysis of the legal considerations and that the legal implications of any course of action are considered at the earliest opportunity. All briefing to Ministers with legal implications should be informed by appropriate advice on the legal considerations.

6.29 The Law Officers have Ministerial responsibility for the provision of legal advice to Ministers on all matters relating to the law of Scotland. However, they cannot and do not advise on every legal issue which may arise. The primary source of legal advice for the Government is the Scottish Government Legal Directorate (SGLD).

6.30 All comments or views provided in any format by a qualified legal adviser as part of their role as a lawyer are considered to be legal advice. Ministers draw on oral and written legal advice as appropriate from Law Officers, SGLD, Counsel and external solicitors. There is, however, a general principle that the Law Officers must be consulted in good time before the Government is committed to significant decisions involving legal considerations.

6.31 The following are examples of the kind of situation where the advice of the Law Officers should be sought:

(a) The legal consequences of action by the Government might have important repercussions;

(b) A legal adviser in the Government has doubts about the legality or constitutional propriety of proposed legislation or executive action;

(c) Ministers, or their officials, wish to have the advice of the Law Officers on questions involving legal considerations; or

(d) There is a particular legal difficulty that may raise sensitive policy issues.

6.32 The provision of advice by the Law Officers may be through a formal written opinion or otherwise. The process of obtaining a written opinion of the Law Officers will normally be by way of a reference from SGLD. That may be at the request of Ministers, SGLD or the Law Officers themselves.

6.33 When advice from the Law Officers is referred to in submissions to or correspondence between Ministers, or in papers for Cabinet or Ministerial Committees, the full text of the Law Officers’ advice should be attached. The conclusions of the Law Officer advice may, if necessary, be summarised, but this should be in addition to the full text being made available.

6.34 Submissions to Ministers raising legal considerations are copied to the Law Officers for information or awareness. Sometimes the Law Officers will comment on such submissions, but often they will simply note them. The Law Officers are not to be taken as offering a legal view on such a submission if they simply note it.

6.35 By convention, the written opinions of the Law Officers, unlike other Ministerial papers, are generally made available to succeeding administrations.

Disclosure of the Existence, Source or Content of Legal Advice

6.36 Ministers may acknowledge publicly that they have received legal advice on a particular topic but must not divulge either who provided the advice or its contents (whether it is from the Law Officers or from anyone else). This applies to all forms of legal advice, including advice on a particular subject or advice associated with clearance of a document.

6.37 This approach is required in order to take account of the public interest in maintaining:

(a) The right to confidentiality of communications between legal advisers and their clients (sometimes referred to as legal professional privilege);

(b) The Law Officer Convention[19] that the Scottish Government, like the UK Government, does not, other than in exceptional circumstances, disclose the fact that legal advice has or has not been given to the Government by or sought from the Law Officers, or the content of any such advice.

6.38 Where, in exceptional circumstances, Ministers come to the view that the balance of public interest lies in disclosing either the source or the contents of legal advice on a particular matter, the Law Officers must then be consulted and their prior consent obtained before any disclosure takes place. Such consent will only be granted where there are compelling reasons for disclosure in the particular circumstances.

6.39 The provision in paragraph 6.36 preventing Ministers from divulging whether or not Law Officers provided legal advice does not apply in relation to Bills introduced in the Parliament because it is acknowledged publicly that the Law Officers advise on the legislative competence of Government Bills (see paragraph 10.5 below). Views given by the Law Officers in their Ministerial capacity, as opposed to legal advice provided by them in their capacity as legal advisers, are also not covered by the provision in paragraph 6.36.

The Law Officers’ Role in Legal Proceedings

6.40 In criminal proceedings, the Law Officers act wholly independently of the Government. In civil proceedings, a distinction is to be drawn between proceedings in which the Law Officers are involved in a representative capacity on behalf of the Government, and action undertaken by them in the exercise of their various retained functions or on behalf of the general community to enforce the law as an end in itself.

6.41 The Law Officers’ role in relation to civil proceedings in which Ministers may become engaged in their personal capacities is described in paragraph 3.18.

Use of Corporate Communication Channels

6.42 Ministers should use Government systems for all Government business. Any communication on Government business engages Ministers’ obligations to ensure accurate public records are kept. Ministers must follow Government guidance on the use of corporate communication channels.

Chapter 7: Ministers and Appointments

General Principle

7.1 Ministers have a duty to ensure that influence over Civil Service and public appointments is not abused for partisan purposes.

Civil Service Appointments

7.2 Civil Service appointments must be made in accordance with the requirements of the Constitutional Reform and Governance Act 2010[20] and the Civil Service Commissioners’ Recruitment Principles.[21]

Selection Principles for Public Appointments

7.3 Public appointments should be made in accordance with the requirements of the law and, where appropriate, the Code of Practice for Ministerial Appointments to Public Bodies in Scotland issued by the Commissioner for Ethical Standards in Public Life in Scotland.[22]

7.4 National devolved public bodies in Scotland operate to a greater or lesser extent at arm’s length from Ministers and the Scottish Government. Details of the relevant public bodies may be found in the National Public Bodies Directory published by the Scottish Government.[23] The role of the Chair and board members of a public body, appointed by Ministers, is to provide effective leadership, direction, support and guidance to the organisation and to ensure that the Government’s policies and priorities are implemented. The board is the bridge between the Minister who approves the corporate business plans and key performance targets of the body, and the Chief Executive and senior management team, who aim to ensure that plans are delivered and targets met through effective and properly controlled executive action.

7.5 In general (and subject to the constitution of the body to which the appointment is being made), public appointments to the boards of public bodies are the responsibility of Ministers. The Minister will appoint the person they consider to be best qualified for the position, based on specific criteria. In doing so, the Minister should have regard to public accountability, the requirements of the law and, where relevant, the Code issued by the Commissioner for Ethical Standards in Public Life in Scotland.

7.6 Appointment on merit is fundamental and applies to all Scottish public appointment procedures, irrespective of whether they are regulated by the Commissioner for Ethical Standards in Public Life in Scotland. Further information and advice on the Code issued by the Commissioner, its implications for Ministers, and Ministers’ specific responsibilities are available from the Scottish Government Public Appointments Team.

The Role of the First Minister and Other Ministers with a Particular Interest

7.7 The First Minister should always be copied into any initial submission seeking commencement of a new public appointment round, or the re-appointment of, or extension of the appointment of a Chair of a public body.

7.8 Final submissions seeking a decision on the appointment of a Chair of a public body should always be sent to the appointment Minister and the First Minister. Publicising the announcement of any new Chair should not take place until the First Minister has confirmed the appointing Minister’s decision.

7.9 The First Minister must be consulted about any appointment which is likely to have political significance. Ministers should take a wide view of what constitutes political significance. Even local or regional appointments may from time to time excite an unusual amount of public interest because of the circumstances surrounding the appointment or the background of the candidate. In all cases involving political considerations, submissions to the First Minister should be copied to the Minister for Parliamentary Business.

7.10 The Cabinet Secretary with responsibility for Finance must approve all initial submissions for new appointments which have advertising costs. All initial submissions which have associated advertising costs must be sent to the Cabinet Secretary with responsibility for Finance as well as to the appointing Minister. No appointment round which has associated advertising costs should commence without clearance by the Cabinet Secretary for Finance.

7.11 The Lord Advocate should be consulted where it is proposed to appoint a judge or legal officer (e.g. a Scottish Law Commissioner) to a Royal Commission or a public inquiry. In such cases, it may be preferable for the individuals concerned to be approached by the Lord Advocate, rather than by officials.

7.12 The Minister for Parliamentary Business should always be consulted before an MSP is approached about appointment to any office which would result in the vacation of a Parliamentary seat.

7.13 In all cases where a submission is to be put to the First Minister for approval, no commitment should be made to any individual before the First Minister has commented. In the case of Royal Commissions or public inquiries, the First Minister and the Lord Advocate should be consulted before any informal soundings are undertaken. In other cases, any informal soundings should be made in such a way as to preserve freedom of action and avoid any appearance of commitment.

Special Advisers

7.14 Special advisers provide assistance to Ministers in the development of Scottish Government policy and its presentation. The appointment of special advisers also reinforces the political impartiality of the permanent Civil Service by providing a separate channel for political advice and assistance available to Ministers.

7.15 Under the terms of the Constitutional Reform and Governance Act 2010, the First Minister is responsible for all special adviser appointments.[24] If the First Minister ceases to hold office, the appointments of all special advisers appointed by them also end. The First Minister is responsible for deciding on the distribution of all special adviser posts within the Scottish Government, whether in support of individual Ministers or as a collective resource.

7.16 All special advisers (paid or unpaid) will be appointed by the First Minister under the terms and conditions set out in the Model Contract for Special Advisers and the Code of Conduct for Special Advisers.[25] Salaries for special advisers are determined either by a Special Advisers Remuneration Committee or by any alternative mechanism that may be put in place following discussion and agreement with the First Minister.

7.17 The responsibility for the management and conduct of all special advisers (paid or unpaid), including discipline, rests with the First Minister. It is open to the First Minister to terminate employment by withdrawing their consent to an individual appointment.

7.18 Under the terms of the Constitutional Reform and Governance Act 2010, the Scottish Government is required to prepare an annual report setting out the numbers, names and pay bands of special advisers and their overall salary cost and to lay it before the Scottish Parliament.

Parliamentary Liaison Officers

7.19 The First Minister may, on the recommendation of a Cabinet Secretary, and following consultation with the Minister for Parliamentary Business, appoint an MSP as a Parliamentary Liaison Officer (PLO) to support the Cabinet Secretary in the discharge of their Parliamentary duties.

7.20 No approach should be made to a potential PLO without the prior approval of the First Minister and the Minister for Parliamentary Business. Appointment as a PLO can be terminated at any time by the First Minister, following consultation with both the Cabinet Secretary whom the PLO has been appointed to assist and the Minister for Parliamentary Business.

7.21 PLOs are not members of the Scottish Government and may not stand in for Cabinet Secretaries or other Ministers at media or other events. They should also exercise discretion in any speeches or broadcasts which they may make, taking care not to make statements which appear to be made in an official or semi-official capacity. PLOs may serve on Parliamentary Committees, but they should not serve on Committees with a substantial direct link to their Cabinet Secretary’s portfolio.

7.22 PLOs may be invited to attend official meetings and may be given access to Government information. Such access should be solely for the purpose of allowing PLOs to discharge their role effectively, and on a strictly confidential basis. PLOs should not, however, have access to information with a protective marking of secret or above. PLOs are required to exercise care in the use of any official information to which they have access in the course of their duties as a PLO and, in particular, should respect the confidentiality arrangements.

7.23 Although PLOs are not subject to the rules on private interests which apply to Ministers, they must ensure that no conflict arises, or appears to arise, between their role as a PLO and their private interests. They are in any case bound by the requirements of the Code of Conduct for Members of the Scottish Parliament.[26]

7.24 PLOs undertaking visits within the United Kingdom relating to their duties as a PLO may receive the normal Civil Service travel and subsistence allowances, as would any other MSP undertaking work for the Government.

7.25 At the beginning of each Parliamentary session, or when changes to PLO appointments are made, the Minister for Parliamentary Business will advise Parliament which MSPs have been appointed as PLOs. The Minister for Parliamentary Business will also ensure that PLO appointments are brought to the attention of Committee Conveners. PLOs must declare their appointment as a PLO on each occasion when they are participating in Parliamentary business related to the portfolio of their Cabinet Secretary.

Chapter 8: Ministers and their Responsibilities

General Principle

8.1 The First Minister is responsible for the overall organisation of the Government and the allocation of functions between Ministers in charge of portfolios.

Appointment of the First Minister

8.2 A First Minister must secure nomination at the start of each new Parliamentary session following a vote by MSPs, in accordance with Chapters 4 and 11 of the Standing Orders of the Scottish Parliament.[27] Once a member has been nominated, the Presiding Officer recommends the appointment to His Majesty The King. The appointment is made by His Majesty by Royal Warrant. The Warrant is presented to the Lord President in the Court of Session when the First Minister is sworn in.

Ministerial Responsibilities and Titles

8.3 The First Minister is responsible for the overall organisation of the Government and the appointment of all Cabinet Secretaries and junior Scottish Ministers. Before seeking approval for their appointment as a Minister, the First Minister must first establish whether that person has been the subject of an upheld or partially upheld complaint, including any informal process or with any formal process against them under a relevant Scottish Government procedure or process. It is a condition of appointment that a prospective Minister must provide a full and honest account to the First Minister about any relevant matters. Ministerial appointments are subject to approval by His Majesty. Before seeking approval, the First Minister must first secure the agreement of the Parliament. The First Minister is also responsible for recommending the appointment of the Law Officers. These appointments are made by His Majesty by Royal Warrant. The agreement of the Parliament must be obtained before a recommendation is made.

8.4 The structure and allocation of Ministerial portfolios are matters for the First Minister. The allocation of functions among Ministers is the responsibility of the First Minister, whose approval must be sought where any changes are proposed that affect this allocation or the responsibilities for the discharge of Ministerial functions. All Ministerial titles, and any proposed changes to them, must be approved by the First Minister.

Membership of the Cabinet

8.5 Membership of the Cabinet and decisions on attendance at Cabinet meetings are matters for the First Minister.

Ministers’ Availability

8.6 The First Minister’s office should be kept informed of Ministers’ engagements, and also of their weekend and holiday arrangements, so that, if a sudden emergency arises, the First Minister can be informed which Ministers are immediately available. As set out at paragraph 11.7, any Minister who wishes to be absent from the UK for official or personal business must seek the approval of the Cabinet Secretary with responsibility for External Affairs.

8.7 When a Minister will be unable to be contacted for a considerable period because of absence or illness, it may be desirable that arrangements should be made for another member of the Government to be available to cover for them and to represent their interests in discussions in Cabinet or in any other collective Ministerial meetings. The First Minister’s prior approval should be sought for the arrangements for cover for an absent Minister.

Maternity and Other Leave

8.8 Ministers may take extended absence from Government for maternity, shared parental, paternity or adoption leave. The First Minister will agree the terms of such leave and take any steps necessary to arrange for the discharge of that Minister’s responsibilities for the period in question.

Security

8.9 Ministers have an important role to play in maintaining the security of government business. They should ensure that they follow Government security guidance and, if in doubt about any particular arrangements, consult government security advisers. See also paragraphs 6.25 and 6.26 regarding the confidentiality and security of Cabinet documents and other Government papers.

8.10 Ministers should always consider their own personal security and that of staff and officials. Ministers should seek advice and support from government security advisers about how best to proactively manage and ensure protective security. Ministers should positively encourage good security practices and behaviours, setting an example for Government and empowering others to behave in a safe, secure and resilient manner. See also paragraphs 11.02 and 11.14 on managing personal security when travelling.

Royal Commissions and Public Inquiries

8.11 The First Minister should be consulted in good time about any proposal to set up:

(a) Royal Commissions in relation to devolved matters; and

(b) Public inquiries into any aspect of policy on devolved matters.

8.12 Submissions proposing either of the above should contain details of the proposed size and structure of the body. This requirement is separate from the provisions concerning public appointments set out in Chapter 7 above.

Contacts with External Individuals and Organisations, including Outside Interest Groups and Lobbyists

8.13 Ministers meet many people and organisations and consider a wide range of views as part of the formulation of Government policy. Meetings on official business should normally be arranged through Private Offices. A Government official should be present for all discussions relating to Government business. Private Offices should arrange for the basic facts of formal meetings between Ministers and outside interest groups to be recorded, setting out the reasons for the meeting, the names of those attending and the interests represented. A list of engagements carried out by all Ministers is published three months in arrears.

8.14 If Ministers meet external organisations or individuals and find themselves discussing official business without an official present – for example at a party conference, social occasion or on holiday – any significant content (such as substantive issues relating to Government decisions or contracts) should be communicated to their Private Offices as soon as possible after the event, who should arrange for the basic facts of such meetings to be recorded in accordance with paragraph 8.13 above.

8.15 See also paragraphs 3.31, 3.15, 9.17 and 9.18, which provide guidance on contacts with commercial companies and meetings with external groups and the media, respectively.

Requirements of the Lobbying (Scotland) Act 2016

8.16 Ministers should have regard to the Lobbying (Scotland) Act 2016, which established the Lobbying Register overseen by the Scottish Parliament. The purpose of the Register is to increase public transparency of lobbying activity in Scotland. The requirement to register any relevant lobbying activity lies with those who lobby, and not with Ministers, the Permanent Secretary or Special Advisers or their support staff. Ministers and officials should be familiar with the duties placed on lobbyists under the 2016 Act. Lobbyists seeking guidance about whether or not any communications made during a meeting are registrable should be directed to the Lobbying Register Team in the Scottish Parliament.[28]

Chapter 9: Ministers and the Presentation of Policy

General Principle

9.1 Official facilities paid for out of public funds can be used for Government publicity and advertising but may not be used for the dissemination of material which is essentially party political.

Media Interviews, Speeches, Etc.

9.2 In order to ensure the effective presentation of Government policy, Scottish Government Media Managers co-ordinate a strategic communications process on behalf of Ministers. This requires, among other things, that all major interviews and media appearances, both print and broadcast, are the subject of prior consultation with Media Managers and, if appropriate, the First Minister and any other Minister they may designate for this purpose.

9.3 The presentational aspects of all major announcements, speeches and new policy initiatives should also be discussed with Media Managers in this way, and the timing, format and content of all announcements should be cleared with them. The conventions governing the work of Government Communications staff are set out in the Government Communication Service Propriety Guidance.[29]

9.4 In all cases other than representations on behalf of constituents (as described in paragraph 4.6), the principle of collective responsibility applies, as set out in paragraph 6.1. Ministers should ensure that their statements are consistent with collective Government policy. Ministers should take special care in referring to subjects which are the responsibility of other Ministers.

9.5 Ministers must only use official channels for distributing texts of speeches relating to Government business. Speeches made in a party-political context must be distributed through party channels.

News Conferences/Broadcasts

9.6 As part of their general presentational duties, Ministers will be expected to speak to the news media, through television and radio interviews, through interviews with journalists and through news conferences. In all cases, the advice of Media Managers should be sought before any such events are arranged, e.g. on timing, content and handling. Support should be provided by Media Managers where this is practical. In keeping with the concept of collective responsibility, Ministers should be mindful that when responding to direct approaches from members of the media, their comments are likely to be perceived as representative of the Government. In all cases, propriety should be maintained, in accordance with Government Communication Service Propriety Guidance. Details on procedures for media handling will be provided by Media Managers.

9.7 Ministers invited to broadcast on radio, television and/or webcasts in a political or private capacity should consider if acceptance of such an invitation would have a bearing on another Minister’s responsibilities, in which case they should clear the matter with the Ministerial colleague concerned before agreeing to the invitation.

Non-Government Communications, including Press Articles

9.8 Ministers may contribute to a book, journal, newspaper (including the letters pages), blog or other similar social media, including a local newspaper in the constituency or region they represent as MSP, provided that publication will not be at variance with Ministers’ obligations to Parliament or their duty to observe the principle of collective Ministerial responsibility and that it does not bring the Government into disrepute. No payment should be accepted for such contributions.

9.9 Any Minister wishing to practise regular journalism must have the prior written approval of the First Minister.

Social Media

9.10 Ministers may retain personal social media accounts, provided that any activity on their account is not at variance with their obligations to Parliament or their duty to observe the principle of collective Ministerial responsibility. It is Ministers’ personal responsibility to ensure that social media activity in their name does not breach these requirements or bring the Government into disrepute. Ministers are personally responsible for managing their non-Government social media accounts and should not ask Government officials to support them in running their personal accounts. Ministers should ensure that their personal accounts are secure, through the use of good account management practices, including in relation to privacy settings.

9.11 If Ministers wish to use social media for official policy communications, they should use an appropriate Government account.

Payment for Speeches, Media Articles, Etc.

9.12 Ministers should not accept payment for speeches or media articles of an official nature or which directly draw on their responsibilities or experience as Ministers or with a view to donating the fee to charity. If the organisation in question insists on making a donation to a charity then it should be a charity of the organisation’s choice. This is to avoid any criticism that a Minister is using their official position to influence or take the credit for donations to charity.

Books

9.13 Ministers may not, while in office, write and publish a book on their Ministerial experiences. Nor, while serving as a Minister, may they enter into any agreement to publish their memoirs on leaving their Ministerial position. See also paragraph 12.1 on Memoirs in Chapter 12: Ministers' Obligations on Leaving Office.

Surveys

9.14 Ministers are sometimes asked to give interviews to persons engaged in academic research or in market opinion surveys or questionnaires. Ministers should bear in mind the possibility that their views may be reported in a manner incompatible with their responsibilities and duties as Ministers, and such interviews should normally be declined.

Publication of Policy Statements and Consultation Papers

9.15 Given the need to make statements of policy to Parliament before the media, there is no procedure whereby final proof copies of policy documents can be made available under embargo to accredited correspondents a short time before publication. If a Minister wishes to depart from this general principle, Media Managers and, through them, the First Minister and whichever Minister they may designate for this purpose must be consulted. See also paragraph 6.24 for clearance of Government policy documents and consultation papers.

Complaints about the Media

9.16 Ministers who wish to make a complaint against a journalist or a particular section of the media to the appropriate regulator must have the authority of the First Minister. The nature of the complaint and the case for referring it to the appropriate body should be set out in a minute to the First Minister, copied to the Permanent Secretary, Director General Corporate, the Director for Communications and Ministerial Support and the Deputy Director of News and Digital. Similarly, Ministers should always consult the Head of Communications before making any oral complaint to a media organisation about their handling of a story.

Meetings with External Organisations and the Media

9.17 A monthly list of engagements carried out by all Ministers is published three months in arrears. Detailed arrangements for recording contacts with external organisations and individuals, including outside interest groups and lobbyists, are set out in paragraphs 8.13 to 8.14. See also paragraphs 3.31 to 3.15 for further guidance on contact with commercial companies.

9.18 Ministers must be open about their links with the media. The monthly list of Ministerial engagements referred to in paragraph 9.17 above will include Ministers’ meetings with newspaper and other media proprietors, editors and senior executives, regardless of the purpose of the meeting.

Statistics and Pre-Release Access Rules

9.19 Ministers must be mindful of the UK Statistics Authority’s Code of Practice,[30] which defines good practice in relation to official statistics, observance of which is a statutory requirement on all organisations that produce National Statistics in accordance with the provisions of the Statistics and Registration Service Act 2007.

9.20 Ministers must also have regard to the relevant Pre-Release Access to Official Statistics Orders,[31] which place strict conditions on access to official statistics in their final form, including limiting access ahead of publication and prohibits any statement or comment to the press ahead of release of the statistics.

Chapter 10: Ministers and the Scottish Parliament

General Principle

10.1 In all their dealings with the Parliament, Ministers should seek to uphold and promote the key principles which guided the work of the Consultative Steering Group on the Scottish Parliament.

10.2 The most important announcements of government policy should be made in the first instance in Parliament.

Key Principles of the Consultative Steering Group on the Scottish Parliament

10.3 The key principles endorsed by the Consultative Steering Group on the Scottish Parliament were as follows:[32]

(a) The Scottish Parliament should embody and reflect the sharing of power between the people of Scotland, the legislators and the Scottish Government;

(b) The Scottish Government should be accountable to the Scottish Parliament, and the Parliament and Government should be accountable to the people of Scotland;

(c) The Scottish Parliament should be accessible, open, responsive, and develop procedures which make possible a participative approach to the development, consideration and scrutiny of policy and legislation;

(d) The Scottish Parliament in its operation and its appointments should recognise the need to promote equal opportunities for all.

Commitments to Legislate

10.4 Ministers should not give undertakings either within or outside the Parliament to introduce primary legislation on any issue without the prior agreement of the Cabinet.

Introduction of Bills

10.5 Ministers responsible for Bills being introduced in the Parliament should ensure that the Bill is accompanied by clear, informative and comprehensive explanatory notes, by an appropriate policy memorandum detailing the policy objectives of the Bill and the consultation which has been undertaken on it, and by an appropriate Financial Memorandum setting out the best estimates of the administrative and compliance costs arising under the Bill, as required by the Parliament’s Standing Orders. Draft Financial Memoranda must be cleared by the Cabinet Secretary with responsibility for Finance prior to Bills being introduced. A Bill must also be accompanied by a statement, which will have been cleared with the Law Officers, that the Bill is within the legislative competence of the Scottish Parliament.

Parliamentary Statements and other Government Announcements

10.6 Ministers should ensure that important announcements of Government policy are made, in the first instance, to the Parliament[33] (see also paragraph 6.24).

10.7 Oral statements can only be made at full meetings of the Parliament which are normally held on Tuesday, Wednesday or Thursday afternoons, when the Parliament is not in recess. The agenda for each day’s business will normally have been agreed the previous week by the Parliament on a motion from the Parliamentary Bureau. The agreement of the Presiding Officer to interrupt business to allow an unscheduled statement to be made is required. If too many announcements are made by oral statement, Parliamentary business could be hindered. Nevertheless, careful consideration should be given in the case of important or particularly sensitive issues to the desirability of making an oral statement rather than an announcement by Written Answer to a Parliamentary Question. Ministers proposing to make an oral statement or to make an important announcement in the Parliament through another mechanism are therefore asked to conform to the following procedure:

(a) As much notice as possible of the intention to make an announcement should be given to (i) the First Minister; (ii) the Minister for Parliamentary Business; (iii) the Permanent Secretary; (iv) the First Minister’s Communications desk; and (v) the Cabinet Secretariat. This notification should indicate: the broad content of the proposed announcement; (if necessary) why an oral statement is thought to be appropriate; and whether the policy with which it is concerned has been approved by Ministers, with references to relevant discussions in Cabinet or in other collective Ministerial meetings. If agreement is given in principle, a draft of the statement or answer should be circulated to the same recipients and all Cabinet members as soon as possible, once it has been approved in broad terms (though not necessarily in detail) by the relevant member of Cabinet and other Ministers with a portfolio interest (in urgent cases, clearance in principle and clearance of the detailed text may be secured at the same time);

(b) In the case of announcements by Written Answer to a Parliamentary Question, a press announcement must not be made before the Written Answer has been sent by e-mail to the MSP who lodged the Question. The timing of the announcement should be discussed and agreed with the Minister for Parliamentary Business and the Parliamentary Clerk’s Office;

(c) Ministers should not give undertakings, either within or outside the Parliament, that an oral statement will be made to the Parliament on any subject at a specific time or within a particular period until agreement has been given by the First Minister and the Minister for Parliamentary Business to the proposed timing, and by the Ministers concerned to the terms of the statement;

(d) Ministers should take account of the pressures of other Parliamentary business when considering the timing of statements. Where possible, the Government’s intention to make a statement should be intimated in time for it to be taken into account by the Parliamentary Bureau in drawing up a business programme for the period in question. Where the need for an urgent statement emerges subsequently, early notice must be given to the Private Secretaries to the Minister for Parliamentary Business to allow the necessary request to be made to the Presiding Officer. Such requests must be submitted no later than 12 noon on the day the statement is to be made;

(e) Copies of the final version of such announcements should be sent to the First Minister, the Minister for Parliamentary Business, the Permanent Secretary, the Cabinet Secretariat and the First Minister’s Communications desk as soon as they are available;

(f) A copy of the text of any oral statement should normally be passed to the non- Government parties one hour before it is made. For this purpose, the final text must reach the office of the Minister for Parliamentary Business in the Parliament at least one and a half hours before the statement is due to be made;

(g) The office of the Minister for Parliamentary Business will arrange for a copy of the final text of an oral statement to be sent in advance to the Presiding Officer;

(h) Copies of any Ministerial statement made in the Parliament and of any document being published by means of the statement should be passed, via the office of the Minister for Parliamentary Business, to the Scottish Parliament Information Centre (SPICe). This affords Members an opportunity of studying the statement in advance of its publication in the Official Report;

(i) All advance copies should be marked “check against delivery – embargoed until [insert date]”, to indicate that Ministers can and will make changes to their statements up to and including the point of delivery; and

(j) Every effort should be made to avoid leaving significant announcements to the last day before a recess.

Supply of Publications

10.8 A Minister in charge of an item of business in the Parliament is responsible for supplying SPICe in advance with a list of all those documents which they consider relevant to consideration of the item. Where any doubt exists about the need for any document to be available for an item, the Minister should consult the Minister for Parliamentary Business.

Financial Resolutions

10.9 All motions for Financial Resolutions are lodged in the name of the Cabinet Secretary with responsibility for Finance. However, they are not responsible for securing Parliamentary approval for the Resolution. This responsibility falls to the Minister responsible for the Bill to which the Financial Resolution relates.

Ministerial Availability

10.10 It is expected that Ministers’ commitments in Parliament will normally take precedence over other engagements, and it is each Minister’s responsibility to ensure that requests for absence from Parliament are submitted and cleared in advance by the Minister for Parliamentary Business.

Membership of Cross-Party Groups

10.11 In order to avoid any conflict of interest, Ministers should not take up membership of any Parliamentary Cross-Party Groups. On taking up office, they should relinquish membership of any such groups of which they are, at that time, a member.

Appearing before a Select Committee of the UK Parliament

10.12 A Select Committee of the UK Parliament may invite a Scottish Minister to attend and give evidence at one of its meetings. Where possible, Scottish Ministers should normally accept such invitations and should provide the Committee with relevant information about Scottish Government policy and practice.

Chapter 11: Travel by Ministers

General Principle

11.1 Ministers must ensure that they always make efficient, cost-effective and, where practicable, sustainable travel arrangements. Official transport should not normally be used for travel arrangements arising from party or private business, except where this is justified on security grounds. Ministers must be satisfied that their travel arrangements could be defended in public, consistent with Ministers’ commitment to reduce emissions.

Guiding Principles for Ministerial Travel

11.2 In planning their official travel, Ministers should adhere to the guiding principles set out below:

  • Propriety: On Ministerial visits, whether in the UK or abroad, Ministers and officials should make sure that there is no confusion about who is and is not a member of the Ministerial party. When Ministers travel on official business, the cost should normally be met from public funds. When any expenses are not met in this way, Ministers should ensure that no undue obligation is involved. Official transport should not normally be used for travel arrangements arising from party or private business, except where this is justified on security grounds;
  • Efficient Use of Resources: The availability of some services, such as official cars, is necessarily limited, and Ministers should pay special attention to the need to use the Government Car Service efficiently. Where practicable, Ministers are encouraged to use public transport and to make use of the Government’s central travel contracts wherever possible. Travel arrangements should be consistent with Ministers’ commitment to reduce emissions and in line with the Scottish Government’s sustainable travel and digital strategies;
  • Cost Consciousness: In using official cars and travelling by rail or air, Ministers must always make cost-effective travel arrangements. The cost of alternative arrangements should be considered before any decisions involving substantial costs are made; and
  • Security: Ministers should keep security risks in mind at all times, particularly when using Scottish Government IT equipment overseas and travelling by car. This applies both to them personally and to Ministerial papers. Advice and support should be sought from Government security advisers in advance of official travel.

Overseas Visits

11.3 Ministers should make it their personal responsibility to approve the size and composition of any Ministerial delegation for which they are responsible, including any accompanying special advisers, keeping delegations as small as reasonably possible. Ministers will wish to be satisfied that their arrangements could be defended in public. Ministers and officials should make sure that there is no confusion about who is and is not a member of the Ministerial party.

11.4 When Ministers travel on official business, their travel expenses should be borne by the Government. Offers of free travel or accommodation should not normally be accepted. The only exceptions to this are in the case of an offer of transport from an overseas government, GlobalScots or Trade Envoys (or similar recognised contacts) in that country, provided no undue obligation is created, or where this is justified on security grounds. If such offers are received, guidance should be sought from International Division and/or Europe Division, as appropriate, who will refer to the First Minister and the Permanent Secretary as required. Further advice on gifts and hospitality is set out in paragraphs 3.21 to 3.30.

Detailed Arrangements for Overseas Visits

11.5 Ministers should normally avoid undertaking overseas visits on days when Parliament is sitting. Ministers should also bear in mind that Cabinet meetings take precedence over all other Ministerial business, as set out in paragraph 6.18. The prior approval of the Minister for Parliamentary Business must be obtained for a Minister to be absent for any purpose when Parliament is sitting. The Minister for Parliamentary Business should also be notified if there is a risk of or an actual travel delay which could impact on parliamentary attendance. A sufficient number of Ministers must also be available during recess to ensure the effective conduct of Government business, and it may therefore be necessary for this reason to restrict or reconsider absences abroad, both for official and personal purposes.

11.6 International Division and/or Europe Division, as appropriate, should be informed if any overseas visit is contemplated (for example, whenever an invitation is received by the Minister’s Private Office). They will be responsible for consulting the Foreign, Commonwealth and Development Office, if necessary, and feeding back any views. International Division and/or Europe Division should thereafter be kept involved in making arrangements for all overseas visits.

11.7 Any Minister who wishes to be absent from the country for any reason other than official business at an EU Institution, whether for official or personal purposes, must seek the prior written approval of the Cabinet Secretary with responsibility for External Affairs and copy the First Minister into this request for their awareness. The Cabinet Secretary with responsibility for External Affairs should seek prior written approval from the First Minister. In addition, the Minister for Parliamentary Business must approve any absence from Parliament. Such approval must be obtained before any commitment is given, even on an informal basis.

11.8 In the case of official visits, the minute seeking approval should be copied to the Cabinet Secretary with responsibility for Finance, the Minister for Parliamentary Business, the Permanent Secretary, Director General for Strategy and External Affairs, the Cabinet Secretariat inbox, Ministerial Private Office Management Division, International Division and Europe Division. The minute should include a statement of the objectives of the visit, its approximate cost and the names of the officials accompanying the Minister. For the avoidance of confusion, the minute should also set out clearly the names and designations of all those who are members of the Ministerial party. A template is available from the office of the Cabinet Secretary with responsibility for External Affairs.

11.9 The First Minister’s prior written approval is required for any official visit overseas by a special adviser (paid or unpaid) or where it is proposed that a Minister should be accompanied on any official visit overseas by their spouse or partner or a close family member.

11.10 Where the First Minister proposes to be absent from the country for any reason other than official business at an EU institution, they must first seek His Majesty The King’s permission to leave the country.

11.11 When making arrangements for official Ministerial visits overseas, the UK Government diplomatic post concerned may be approached to give advice on the proposed programme. In such cases, International Division and/or Europe Division, as appropriate, will provide contact details for the relevant diplomatic post to other parts of the Scottish Government and agencies such as Scottish Development International as necessary.

11.12 If travelling to an area which FCDO advises against some or all travel to, or has a heightened threat assessment, Scottish Government staff and Ministers will be covered by the UK Government’s duty of care. This may need the prior approval of the UK Government and will require adherence to the relevant UK Government security procedures. In these circumstances advice should be obtained from International Division and/or Europe Division.

11.13 When holding meetings overseas with Ministers and/or officials from overseas governments, or where official business is likely to be discussed, Ministers should always ensure that a private secretary or relevant official is present. If Ministers meet an external organisation or individual and find themselves discussing official business without an official present – for example at a social occasion or on holiday – the Minister should inform their Private Office of any significant content as soon as possible after the event. Ministers should seek guidance from International Division and/or Europe Division if there is any uncertainty about the status of such meetings or the attendance of non-officials at them. International Division and/or Europe Division will, in turn, seek advice from the Foreign Commonwealth and Development Office, as appropriate.

Ministerial Reports on Return from Overseas Visits

11.14 Where a Minister has travelled overseas on official business, the Minister’s lead official should provide the Cabinet Secretary with responsibility for External Affairs and the First Minister with a brief note summarising the purpose and nature of their visit, making an initial assessment of its value in terms of the original objectives, and recording any substantive discussions held with representatives of foreign or Commonwealth countries. This applies to informal discussions as well as those held in the course of official business. Ministers should note that this applies equally if such contacts are made while on holiday in the country concerned (and if Ministers intend making such contact, they must seek the views of the First Minister and the Cabinet Secretary with responsibility for External Affairs before travelling).

11.15 International Division and/or Europe Division will ensure that a note of the salient points of any substantive discussions is passed to the Foreign, Commonwealth and Development Office for information. Ministers’ reports on overseas visits must be completed within ten days of their return. Reports should be copied to the Director General for Strategy and External Affairs, International Division and Europe Division. A template is available from the office of the Cabinet Secretary with responsibility for External Affairs.

11.16 The Minister’s Private Office and lead policy Division for the official visit must provide the Ministerial Private Office Business Management Team with details of the dates of the visit, countries visited, meetings held, and the names and designations of those who accompanied the Minister, as well as the final costs of the visit, including all flights and travel and subsistence costs. This information will be collated as a central record, ensuring that up-to-date information on such visits and their costs can be made available at short notice in the event that Ministers are asked to account for their travel arrangements.

Publication of Ministerial Overseas Travel

11.17 The Scottish Government publishes quarterly details of all travel overseas by all Ministers three months in arrears. Ministerial Private Offices must provide the information required to compile this list to the Ministerial Private Office Business Management Team as soon as possible after each overseas visit has been completed.

Visits by Ministers from Foreign or Commonwealth Countries

11.18 Ministers should consult the Cabinet Secretary with responsibility for External Affairs and the First Minister before extending invitations to Ministers in other national or regional governments to pay official visits to Scotland. Relevant officials should also inform International Division and/or Europe Division about all visits to Scotland which become known to them, whether private or official, by Ministers in other governments or by any other person of equivalent status. It will be for the Cabinet Secretary with responsibility for External Affairs to decide whether to consult the Foreign, Commonwealth and Development Office before inviting Ministers from foreign countries to Scotland.

Ministers Recalled from Abroad

11.19 If a Minister is abroad with permission and is called home for Ministerial or Parliamentary reasons – including to vote – the cost of the extra journey back and forth may be met from public funds. Advice should be sought from Private Office Business Management Team if Ministers are recalled for any other reason.

Notifications Regarding Ministerial Visits within the UK

11.20 Ministers intending to make an official visit within the United Kingdom must, in all normal circumstances, inform in advance the MPs whose constituencies are to be included within the itinerary. Within Scotland, Ministers must also, again in all normal circumstances, inform the constituency and regional MSPs for the relevant area. The notification should also be copied to the Chief Executive of the relevant local authority. It is recognised that there will be occasions when visits are organised or the details confirmed at short notice, but where reasonably possible such notification should issue at least 48 hours in advance of the visit concerned. Ministers and officials should make sure there is no confusion about who is and is not a member of the Ministerial party.

11.21 Similar courtesies should be extended when Ministers are visiting the constituencies of members of the Welsh Parliament (Senedd) or the Northern Ireland Assembly.

11.22 Ministers who are planning official visits to England, Wales or Northern Ireland which would involve a public engagement should inform the First Minister. In the case of visits in England, the appropriate Secretary of State should be informed, as should the First Minister in the case of Wales and the First Minister and Deputy First Minister in the case of Northern Ireland.

Party-Political Occasions

11.23 Where a visit is a mix of political and official engagements, it is important that the Government and the party each meet a proper proportion of the actual cost.

Air Miles, Etc.

11.24 Air Miles-type rewards schemes and other benefits earned through travel paid for from public funds should be used only for official purposes or else forgone, other than where they are de minimis (for example, access to special departure lounges or booking arrangements associated with membership of regular flier clubs). If it is impracticable to use the benefits for Government travel, there is no objection to Ministers donating them to charity if this is permissible under the terms of the relevant scheme and the charity is one chosen by the scheme operator.

Travelling Expenses of Spouses or Partners and Close Family Members

11.25 The expenses of a Minister’s spouse or partner or close family member, when accompanying the Minister on the latter’s official duties, may occasionally be paid from public funds, provided that it is clearly in the public interest that they should accompany the Minister. The written agreement of the First Minister must be obtained on each occasion before travel.

Use of Official Cars

11.26 Ministers are permitted to use an official car for official business and for home to office journeys. Ministers are encouraged to use travel time in their Ministerial car to work where this is possible. Where practicable, Ministers are encouraged to use public transport.

11.27 It is permissible for a close family member to travel with a Minister in an official car on occasions where it is clearly in the public interest for them to attend an official engagement and/or where it is justified on security grounds. In all other circumstances, close family members should only travel with a Minister in an official car on an exceptional basis and where this does not incur any additional public expenditure or impact on the delivery of the official duties of the Minister concerned. Ministers must be satisfied that their travel arrangements meet the guiding principles for Ministerial travel set out at paragraph 11.2 and can be defended in public.

Travelling Expenses of Special Advisers

11.28 If necessary, a Minister may take a special adviser on an overseas visit at the public expense, provided that it is clearly in the public interest that they should accompany the Minister. The First Minister’s written approval must be obtained on each occasion before travel.

Chapter 12: Ministers’ Obligations on Leaving Office

Memoirs

12.1 Former Ministers intending to publish their memoirs are required to submit the draft manuscript in good time before publication to the Permanent Secretary and to conform to the principles set out in the Radcliffe Report of 1976.[34]

Acceptance of Appointments after Leaving Government Office

12.2 On leaving office, Ministers will be prohibited from lobbying Government for two years. They must also seek advice from the independent Advisory Committee on Business Appointments about any appointments or employment they wish to take up within two years of leaving office.[35] Former Ministers must ensure that no new appointments are announced, or taken up, before the Committee has been able to provide its advice. Former Ministers must abide by the advice of the Committee.

Official Papers held by Ministers Relinquishing Office

12.3 Ministers relinquishing office should return to their Private Office any Cabinet documents and/or other official papers in their possession, along with any devices and equipment supplied by the Scottish Government.

Contact

Email: CabinetSecretariat@gov.scot

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